SFC Licences of CHUNG Lai Sze, Sandy 鍾麗詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 4 | 17 June 2015 | 08 October 2019 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 1 | 17 June 2015 | 08 October 2019 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 11 February 2015 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 04 September 2006 | 01 August 2011 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 01 April 2003 | 14 August 2006 |