SFC Licenceholders of Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司

Addresses
40/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
香港銅鑼灣希慎道33號利園一期40樓
Email
[email protected]
Website
www.swsc.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ZHENG Binbin 鄭彬彬
RE 4, 9 05 October 2021
CHEN Zhenhong 陳禎泓
RE 4, 9 08 September 2021
FUNG Sze Lung
RE 9 28 July 2021
MA Chengjunyi 馬程俊譯
RO 4, 9 19 July 2021
MA Chengjunyi 馬程俊譯
RE 4, 9 27 April 2021 19 July 2021
TONG Shing, Johnson 唐誠
RO 4 03 September 2020
FUNG Sze Yu 馮時裕
RO 4, 9 03 September 2020
TONG Shing, Johnson 唐誠
RO 9 03 September 2020 08 April 2021
LEE Yiu Keung 李耀强
RE 4, 9 28 July 2020
YU Chunyan 俞春燕
RE 9 28 July 2020
ZHANG Sirui 張思睿
RE 9 30 March 2020 04 December 2020
LIANG Hao 梁昊
RO 4 24 July 2019
LIANG Hao 梁昊
RO 9 20 July 2018
PAN Wenang 潘文昂
RE 9 09 November 2017 28 July 2020
CHAN Sai Yuen 陳世源
RE 9 09 November 2017 31 August 2018
TSANG Chi Yuen 曾志遠
RE 4, 9 26 October 2017 30 June 2019
SUN Hui 孫慧
RE 9 03 July 2017 31 October 2021
NIU Xiao 牛筱
RE 9 08 June 2017 28 December 2020
FENG Yibiao 馮一飆
RE 9 08 June 2017 11 November 2019
LIU Xiaoquan 劉曉全
RE 9 04 October 2016 20 August 2017
KUNG Wai Ting 龔偉廷
RO 9 29 September 2016 14 March 2019
CHEUNG Wai Yin 張緯賢
RO 9 29 July 2016 16 October 2019
KUNG Wai Ting 龔偉廷
RE 9 26 July 2016 29 September 2016
NIP Yiu Chuen 聶耀泉
RO 4 18 July 2016 25 January 2021
XU Yachuan 徐亞川
RE 4, 9 24 May 2016 06 June 2019
LIANG Hao 梁昊
RE 9 24 May 2016 20 July 2018
XIONG Ying 熊英
RE 4, 9 24 May 2016 14 October 2017
LAU Ka Fung Adrian 劉家灃
RE 4, 9 19 May 2016 20 May 2017
CHEUNG Wai Yin 張緯賢
RO 4 23 March 2016 16 October 2019
CHEUNG Wai Yin 張緯賢
RE 9 08 January 2016 29 July 2016
CHEUNG Wai Yin 張緯賢
RE 4 08 January 2016 23 March 2016
TAM Ho Kei 譚浩基
RE 9 09 March 2015 02 February 2016
CHING Yung Fai 程容輝
RE 9 16 February 2015 31 December 2015
FUNG Sze Yu 馮時裕
RE 9 12 March 2014 03 September 2020
CHOI Pok Man 蔡博汶
RE 9 06 January 2014 19 November 2014
TONG Shing, Johnson 唐誠
RE 9 30 December 2013 03 September 2020
CHONG Ching 莊正
RE 9 12 December 2013 18 January 2020
WONG Chi Yeung, Jackson 黃志陽
RE 9 17 September 2013 31 August 2014
YEUNG Fung Yee, Flora 楊鳳儀
RE 9 02 September 2013
LEE Kwok Wan 李冠潤
RE 9 10 January 2013 31 December 2013
TAKEI Akio
RE 9 01 November 2012 30 June 2015
TAM King Ho, Howard 譚景豪
RO 4, 9 14 September 2012 26 February 2014
TANG Davina Tak-wai 鄧德慧
RO 9 20 July 2012 18 October 2012
LIN Peng 林芃
RO 9 29 June 2012 09 April 2017
LEE Yeuk Yu Ross 李若愚
RE 9 29 May 2012 12 January 2013
KWOK Shiu Man 郭兆文
RO 9 29 May 2012 22 October 2012
PAO Lik 鮑力
RO 9 15 March 2012 21 March 2016
SIU Wai Wai, William 蕭衛威
RE 9 03 February 2012 10 July 2012
LIN Peng 林芃
RE 9 19 December 2011 29 June 2012
LOK Wan Wai, Sam 駱穩威
RE 9 16 August 2011 15 December 2011
NIP Yiu Chuen 聶耀泉
RO 9 01 August 2011 25 January 2021
CHOW Wai Man, Ronny 周偉民
RE 9 06 July 2011 10 November 2011
LAM Che Chung, Dennis 林志聰
RO 4 24 December 2010 09 August 2012
SZE Chun Wai 施俊威
RE 9 21 December 2010 23 August 2011
CHAN Lee Yeung 陳利揚
RO 9 03 December 2010 15 June 2011
CHOI Sheung Hang 蔡尚衡
RE 4 03 December 2010 18 May 2011
LEE Po Chu 李寶珠
RE 4 03 December 2010 09 May 2011
CHAN Lap Chung 陳立中
RE 4 09 November 2010 07 April 2011
POON Mung Yu 潘夢如
RO 4, 9 05 October 2010 01 August 2011
LI Hon Wai Anthony 李漢威
RE 9 17 June 2010 26 September 2013
CHIN Chi Kui 錢智駒
RE 9 05 May 2010 01 July 2011
FAN Suet Heung Fanny 范雪香
RE 4 04 March 2010 27 January 2011
CHOI Sheung Hang 蔡尚衡
RE 9 02 March 2010 18 May 2011
NG Sing Hing 伍承興
RE 4 18 January 2010 01 June 2018
WONG Ho Chuen 黃浩全
RE 4 18 January 2010 01 March 2011
KWOK Tsz Chung 郭子聰
RE 4 30 December 2009 18 June 2010
SUNG Yuk Yin 宋煜賢
RE 4 21 December 2009 19 May 2010
CHUA Tsz Lan 蔡紫蘭
RO 4, 9 15 December 2009 13 August 2010
HO Wai Wan, Vivien 何慧韻
RE 4 14 December 2009 03 July 2010
TSANG Long 曾朗
RE 4 09 October 2009 18 June 2010
CHUA Tsz Lan 蔡紫蘭
RE 4, 9 30 September 2009 15 December 2009
WONG Long Sau, Ivis 黃朗修
RE 4, 9 21 September 2009 28 January 2011
CHAN Ka Kit 陳嘉傑
RE 4 11 September 2009 27 July 2012
LEE Po Chu 李寶珠
RE 9 10 August 2009 09 May 2011
CHUI Man Nga 崔雯雅
RE 4 06 May 2009 02 January 2012
YU Shiu Hang 余兆衡
RE 4 17 April 2009 31 October 2009
TANG Ping Sum 鄧炳森
RO 4, 9 20 March 2009 12 June 2009
PAO Lik 鮑力
RO 4 18 March 2009 21 March 2016
LAI Chun Wing 賴雋永
RE 4, 9 02 March 2009 20 August 2009
LAM Che Chung, Dennis 林志聰
RO 9 18 December 2008 09 August 2012
CHAN Lap Chung 陳立中
RO 9 18 December 2008 07 April 2011
AU Chi Ming 歐智明
RE 4 26 August 2008 10 September 2009
LAU Yim Ling, Elaine 劉艷玲
RE 4 23 January 2008 04 September 2018
PAO Lik 鮑力
RE 4 20 December 2007 18 March 2009
NG Hon Ki, Burgess 吳漢基
RO 4 20 December 2007 22 January 2009
TONG Shing, Johnson 唐誠
RE 4 12 December 2007 20 January 2009
NG Hon Ki, Burgess 吳漢基
RE 4 05 December 2007 20 December 2007
LAM Sheung Lai 林尚禮
RE 4 24 September 2007 08 November 2007
KOO Kit Yi 古潔儀
RE 4 05 September 2007 14 January 2008
CHEUNG Wai Ching, Vancy 張慧菁
RE 4 23 August 2007 13 July 2008
CHAN Fung Chu 陳鳳珠
RE 4 20 August 2007 11 January 2010
TSUI Ching Wan 徐青雲
RE 4 12 July 2007 02 February 2008
LEE Hung Kwong 李鴻光
RE 4 21 March 2007 01 June 2008
CHOY Chak Wai 蔡澤偉
RE 4 09 March 2007 21 October 2008
CHEUNG Ka Ho, Kevin 張家豪
RE 4 12 February 2007 27 July 2007
KOO Kit Yi 古潔儀
RE 4 06 February 2007 02 March 2007
LIU Ka Po 廖嘉寶
RE 4 03 February 2007 29 December 2007
LAI Yu Ling 黎悅怜
RE 4 29 January 2007 02 March 2007
YEUNG Man Choi 楊文彩
RE 4 17 January 2007 23 January 2007
TONG Shing, Johnson 唐誠
RE 4 16 January 2007 16 July 2007
CHU Wai Chau 朱緯洲
RE 4 10 January 2007 07 February 2007
MA Chin Man 馬展文
RE 4 09 January 2007 19 January 2007
LEE Chi Wing 李之穎
RE 4 20 December 2006 06 August 2007
LAU Kwok Kuen, Richard 劉國權
RE 4 20 December 2006 14 March 2007
YUE Wing Man 俞穎文
RE 4 28 November 2006 07 February 2008
TAM Hin Fai 譚顯輝
RE 4 03 November 2006 03 January 2007
CHAN Pak Hin, Percy 陳柏軒
RE 4 17 October 2006 17 February 2007
YIU Kwing Sum 姚炯深
RE 4 12 October 2006 01 December 2006
CHAN Chi Shing 陳志成
RE 4 28 September 2006 01 December 2006
FUNG Kin Wing 馮鍵嶸
RE 4 18 September 2006 13 May 2007
LEE Wai Yip 李偉業
RE 4 09 June 2006 30 January 2007
MA Cho Hong 馬祖匡
RE 4 27 March 2006 09 February 2007
YING Chien Huang 英建煌
RE 4 24 March 2006 06 March 2008
PUN Hau Wai 潘巧惠
RE 4 23 March 2006 14 June 2006
CHAN Lai Yin 陳麗賢
RE 4 20 March 2006 01 April 2009
KAM Chun Wah, Dickson 甘鎮華
RE 4 20 March 2006 08 January 2007
WONG Yee Hing 黃綺卿
RO 4 24 February 2006 01 June 2006
FUNG Hoi 馮凱
RE 4 29 June 2005 16 January 2006
YEUNG Ching 楊靜
RE 4 21 April 2005 30 December 2011
KWOK Ka Yiu 郭家耀
RE 4 18 April 2005 03 August 2009
MOK Kit Ling 莫潔玲
RE 4 13 April 2005 07 August 2006
PUN Tit Shan 潘鐵珊
RO 4 21 September 2004 01 January 2008
TAM Kin San 譚建新
RE 4 28 July 2004 13 July 2006
LI Shing 李誠
RE 4 14 July 2004 10 November 2004
LEE Tat Yuen 李達源
RE 4 31 May 2004 04 January 2006
LAM Choi Ying, Mandy 林賽盈
RE 4 30 April 2004 01 February 2009
CHEUNG Cheuk Leung, Felix 張焯樑
RE 4 24 March 2004 29 April 2004
POON Lung Sang 潘龍生
RE 4 09 February 2004 03 May 2004
TSOI Yuen Hoi 蔡元開
RE 4 18 December 2003 04 February 2005
CHAN Wing Yin 陳永賢
RE 4 21 November 2003 02 March 2005
TSE Ka Chun 謝家俊
RE 4 21 November 2003 22 December 2003
CHOW Wai Tat, Eric 鄒偉達
RO 4 04 November 2003 27 June 2004
KWOK Chee King, Stephen 郭子敬
RE 4 23 October 2003 14 March 2005
CHOW Yin Shan 周燕珊
RE 4 17 October 2003 01 July 2013
IP Pui Lan 葉佩蘭
RE 4 24 September 2003 20 May 2005
LEE Ching Wah, Peter 李清華
RE 4 16 July 2003 08 September 2003
WONG Chin Pang, Kenneth 黃展鵬
CHENG Chor Ki 鄭礎祺
RE 4 24 June 2003 14 March 2005
PANG Ching Lok 彭正樂
RE 4 16 April 2003 17 July 2003
CHAN Lee Yeung 陳利揚
RO 4 01 April 2003 30 April 2016
CHUNG Lai Sze, Sandy 鍾麗詩
RE 4 01 April 2003 14 August 2006
YIP Lai Mei 葉麗薇
RE 4 01 April 2003 14 March 2005
LAU Sze Ming 劉思明
RE 4 01 April 2003 21 September 2004
POON Chi Wai 潘志偉
RE 4 01 April 2003 02 May 2004