SFC Licenceholders of Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司

Addresses
40/F, Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
香港銅鑼灣希慎道33號利園一期40樓
Email
[email protected]
Website
www.swsc.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LONG Jieling 龙杰灵 RO 4 27 July 2022
LONG Jieling 龙杰灵 RE 9 27 July 2022
WANG Huangji 王煌基 RO 9 20 July 2022
WANG Huangji 王煌基 RO 4 20 July 2022
TONG Shing, Johnson 唐誠 RO 4 03 September 2020
FUNG Sze Yu 馮時裕 RO 9 03 September 2020
FUNG Sze Yu 馮時裕 RO 4 03 September 2020
LEE Yiu Keung 李耀强 RE 9 28 July 2020 20 August 2022
LEE Yiu Keung 李耀强 RE 4 28 July 2020 20 August 2022
ZHENG Binbin 鄭彬彬 RE 9 05 October 2021 30 July 2022
ZHENG Binbin 鄭彬彬 RE 4 05 October 2021 30 July 2022
LIANG Hao 梁昊 RO 4 24 July 2019 21 July 2022
LIANG Hao 梁昊 RO 9 20 July 2018 21 July 2022
FUNG Sze Lung RE 9 28 July 2021 20 July 2022
YEUNG Fung Yee, Flora 楊鳳儀 RE 9 02 September 2013 18 July 2022
MA Chengjunyi 馬程俊譯 RO 9 19 July 2021 01 July 2022
MA Chengjunyi 馬程俊譯 RO 4 19 July 2021 01 July 2022
CHEN Zhenhong 陳禎泓 RE 9 08 September 2021 20 May 2022
CHEN Zhenhong 陳禎泓 RE 4 08 September 2021 20 May 2022
SUN Hui 孫慧 RE 9 03 July 2017 31 October 2021
MA Chengjunyi 馬程俊譯 RE 9 27 April 2021 19 July 2021
MA Chengjunyi 馬程俊譯 RE 4 27 April 2021 19 July 2021
TONG Shing, Johnson 唐誠 RO 9 03 September 2020 08 April 2021
NIP Yiu Chuen 聶耀泉 RO 4 18 July 2016 25 January 2021
NIP Yiu Chuen 聶耀泉 RO 9 01 August 2011 25 January 2021
NIU Xiao 牛筱 RE 9 08 June 2017 28 December 2020
FUNG Sze Yu 馮時裕 RE 9 12 March 2014 03 September 2020
TONG Shing, Johnson 唐誠 RE 9 30 December 2013 03 September 2020
FENG Yibiao 馮一飆 RE 9 08 June 2017 11 November 2019
CHEUNG Wai Yin 張緯賢 RO 9 29 July 2016 16 October 2019
CHEUNG Wai Yin 張緯賢 RO 4 23 March 2016 16 October 2019
XU Yachuan 徐亞川 RE 9 24 May 2016 06 June 2019
XU Yachuan 徐亞川 RE 4 24 May 2016 06 June 2019
KUNG Wai Ting 龔偉廷 RO 9 29 September 2016 14 March 2019
LAU Yim Ling, Elaine 劉艷玲 RE 4 23 January 2008 04 September 2018
LIANG Hao 梁昊 RE 9 24 May 2016 20 July 2018
NG Sing Hing 伍承興 RE 4 18 January 2010 01 June 2018
XIONG Ying 熊英 RE 9 24 May 2016 14 October 2017
XIONG Ying 熊英 RE 4 24 May 2016 14 October 2017
LIU Xiaoquan 劉曉全 RE 9 04 October 2016 20 August 2017
LAU Ka Fung Adrian 劉家灃 RE 9 19 May 2016 20 May 2017
LAU Ka Fung Adrian 劉家灃 RE 4 19 May 2016 20 May 2017
LIN Peng 林芃 RO 9 29 June 2012 09 April 2017
KUNG Wai Ting 龔偉廷 RE 9 26 July 2016 29 September 2016
CHEUNG Wai Yin 張緯賢 RE 9 08 January 2016 29 July 2016
CHEUNG Wai Yin 張緯賢 RE 4 08 January 2016 23 March 2016
PAO Lik 鮑力 RO 9 15 March 2012 21 March 2016
PAO Lik 鮑力 RO 4 18 March 2009 21 March 2016
TAM King Ho, Howard 譚景豪 RO 9 14 September 2012 26 February 2014
TAM King Ho, Howard 譚景豪 RO 4 14 September 2012 26 February 2014
LEE Kwok Wan 李冠潤 RE 9 10 January 2013 31 December 2013
KWOK Shiu Man 郭兆文 RO 9 29 May 2012 22 October 2012
LAM Che Chung, Dennis 林志聰 RO 4 24 December 2010 09 August 2012
LAM Che Chung, Dennis 林志聰 RO 9 18 December 2008 09 August 2012
CHAN Ka Kit 陳嘉傑 RE 4 11 September 2009 27 July 2012
LIN Peng 林芃 RE 9 19 December 2011 29 June 2012
CHUI Man Nga 崔雯雅 RE 4 06 May 2009 02 January 2012
YEUNG Ching 楊靜 RE 4 21 April 2005 30 December 2011
LOK Wan Wai, Sam 駱穩威 RE 9 16 August 2011 15 December 2011
CHOW Wai Man, Ronny 周偉民 RE 9 06 July 2011 10 November 2011
CHIN Chi Kui 錢智駒 RE 9 05 May 2010 01 July 2011
CHOI Sheung Hang 蔡尚衡 RE 4 03 December 2010 18 May 2011
CHOI Sheung Hang 蔡尚衡 RE 9 02 March 2010 18 May 2011
LEE Po Chu 李寶珠 RE 4 03 December 2010 09 May 2011
LEE Po Chu 李寶珠 RE 9 10 August 2009 09 May 2011
CHAN Lap Chung 陳立中 RE 4 09 November 2010 07 April 2011
CHAN Lap Chung 陳立中 RO 9 18 December 2008 07 April 2011
WONG Ho Chuen 黃浩全 RE 4 18 January 2010 01 March 2011
CHUA Tsz Lan 蔡紫蘭 RO 9 15 December 2009 13 August 2010
CHUA Tsz Lan 蔡紫蘭 RO 4 15 December 2009 13 August 2010
KWOK Tsz Chung 郭子聰 RE 4 30 December 2009 18 June 2010
TSANG Long 曾朗 RE 4 09 October 2009 18 June 2010
CHAN Fung Chu 陳鳳珠 RE 4 20 August 2007 11 January 2010
CHUA Tsz Lan 蔡紫蘭 RE 9 30 September 2009 15 December 2009
CHUA Tsz Lan 蔡紫蘭 RE 4 30 September 2009 15 December 2009
LAI Chun Wing 賴雋永 RE 9 02 March 2009 20 August 2009
LAI Chun Wing 賴雋永 RE 4 02 March 2009 20 August 2009
KWOK Ka Yiu 郭家耀 RE 4 18 April 2005 03 August 2009
TANG Ping Sum 鄧炳森 RO 9 20 March 2009 12 June 2009
TANG Ping Sum 鄧炳森 RO 4 20 March 2009 12 June 2009
CHAN Lai Yin 陳麗賢 RE 4 20 March 2006 01 April 2009
PAO Lik 鮑力 RE 4 20 December 2007 18 March 2009
TONG Shing, Johnson 唐誠 RE 4 12 December 2007 20 January 2009
CHOY Chak Wai 蔡澤偉 RE 4 09 March 2007 21 October 2008
CHEUNG Wai Ching, Vancy 張慧菁 RE 4 23 August 2007 13 July 2008
YING Chien Huang 英建煌 RE 4 24 March 2006 06 March 2008
TSUI Ching Wan 徐青雲 RE 4 12 July 2007 02 February 2008
PUN Tit Shan 潘鐵珊 RO 4 21 September 2004 01 January 2008
TONG Shing, Johnson 唐誠 RE 4 16 January 2007 16 July 2007
FUNG Kin Wing 馮鍵嶸 RE 4 18 September 2006 13 May 2007
CHAN Pak Hin, Percy 陳柏軒 RE 4 17 October 2006 17 February 2007
TAM Kin San 譚建新 RE 4 28 July 2004 13 July 2006
IP Pui Lan 葉佩蘭 RE 4 24 September 2003 20 May 2005
KWOK Chee King, Stephen 郭子敬 RE 4 23 October 2003 14 March 2005
CHENG Chor Ki 鄭礎祺 RE 4 24 June 2003 14 March 2005
LI Shing 李誠 RE 4 14 July 2004 10 November 2004