SFC Licences of ONO Naomi 小野尚美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 05 July 2012 | 09 October 2019 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RO | 1 | 03 July 2008 | 31 July 2011 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 03 June 2003 | 03 July 2008 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 9 | 03 June 2003 | 17 November 2004 |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 4 | 03 June 2003 | 02 June 2004 |