SFC Licences of NG Sai Leung 吳世良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanxi Securities International Capital Limited 山證國際融資有限公司 RO 6 09 September 2019
Shanxi Securities International Limited 山證國際證券有限公司 RO 1 09 September 2019
VBG Capital Limited 建泉融資有限公司 RO 6 23 January 2015 23 August 2019
VBG Capital Limited 建泉融資有限公司 RO 1 23 January 2015 23 August 2019
CMB International Capital Limited 招銀國際融資有限公司 RO 1 20 October 2010 18 January 2015
CMB International Capital Limited 招銀國際融資有限公司 RO 6 20 October 2010 18 January 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 1 15 September 2010 20 October 2010
CMB International Capital Limited 招銀國際融資有限公司 RE 6 15 September 2010 20 October 2010
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RO 1 09 March 2010 29 August 2010
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RO 6 09 March 2010 29 August 2010
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 04 July 2006 09 March 2010
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 6 01 June 2006 09 March 2010
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 6 07 May 2004 21 May 2006
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 4 07 May 2004 21 May 2006
Haitong International Capital Limited 海通國際資本有限公司 RE 6 01 April 2003 30 April 2004
Haitong International Capital Limited 海通國際資本有限公司 RE 4 01 April 2003 08 January 2004