SFC Licences of IU Wai Ching, Jonathan Dominic 姚偉程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited | RO | 9 | 16 February 2007 | 30 September 2023 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 13 October 2003 | 14 July 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 13 October 2003 | 14 July 2004 |