SFC licenceholder AFM934 YAU Kwei Lin 游桂年

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 (Dealing in Securities) 2009-02-11 2012-03-31
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 (Advising on Securities) 2005-04-19
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 4 (Advising on Securities) 2003-04-01 2005-03-31
Prudential Assurance Company Limited, The 英國保誠保險有限公司 RE 6 (Advising on Corporate Finance), 9 (Asset Management) 2003-04-01 2005-03-22