SFC Licences of CHEN Chi Pang, Charles 陳子鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 06 October 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 04 July 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 04 July 2011 30 November 2015
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 06 October 2011 30 December 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司 RE 4 02 August 2010 31 May 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司 RE 1 02 August 2010 31 May 2011
BTIG Hong Kong Limited RO 1 18 April 2008 01 December 2009
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 01 April 2003 23 November 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 23 November 2007
ETRADE Securities Limited 億創證券有限公司 RE 1 01 April 2003 31 October 2007
ETRADE Securities Limited 億創證券有限公司 RE 4 01 April 2003 31 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 2 23 June 2006 12 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 6 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 7 01 April 2003 05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 05 January 2004
ETRADE Securities Limited 億創證券有限公司 RE 9 01 April 2003 05 January 2004