SFC Licences of CHEN Chi Pang, Charles 陳子鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Broking (Hong Kong) Limited	RE	5	05 September 2023
J.P. Morgan Broking (Hong Kong) Limited	RE	2	29 August 2023
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	06 October 2011	31 May 2023
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	06 October 2011	30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	04 July 2011	31 May 2023
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	04 July 2011	30 November 2015
Knight Capital Asia Limited 澧盈資本亞洲有限公司	RE	4	02 August 2010	31 May 2011
Knight Capital Asia Limited 澧盈資本亞洲有限公司	RE	1	02 August 2010	31 May 2011
BTIG Hong Kong Limited	RO	1	18 April 2008	01 December 2009
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	2	23 June 2006	12 October 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	01 April 2003	23 November 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	01 April 2003	23 November 2007
ETRADE Securities Limited 億創證券有限公司	RE	4	01 April 2003	31 October 2007
ETRADE Securities Limited 億創證券有限公司	RE	1	01 April 2003	31 October 2007
ETRADE Securities Limited 億創證券有限公司	RE	9	01 April 2003	05 January 2004
ETRADE Securities Limited 億創證券有限公司	RE	6	01 April 2003	05 January 2004
ETRADE Securities Limited 億創證券有限公司	RE	7	01 April 2003	05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	6	01 April 2003	05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	9	01 April 2003	05 January 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	7	01 April 2003	05 January 2004