SFC Licences of FOONG Hock Meng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | 20 March 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 03 October 2017 | 20 March 2018 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 1 | 12 June 2014 | 25 May 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 23 April 2010 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 14 August 2009 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 14 August 2009 | 02 October 2017 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 14 August 2009 | 28 April 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 29 July 2009 | 14 August 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 July 2009 | 14 August 2009 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 18 May 2006 | 31 March 2009 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 18 May 2006 | 31 March 2009 |
| PIMCO Asia Pte Ltd | RE | 4 | 13 March 2006 | 17 May 2006 |
| PIMCO Asia Pte Ltd | RE | 1 | 13 March 2006 | 17 May 2006 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 | RO | 4 | 01 April 2003 | 02 August 2005 |