SFC Licences of POON Ho Man 潘浩文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 6 17 September 2005 15 March 2011
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 RO 9 01 April 2003 07 September 2015
Friedmann Pacific Asset Management (Hong Kong) Limited 富泰資產管理(香港)有限公司 RO 4 01 April 2003 07 September 2015
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 RO 1 01 April 2003 30 May 2014