SFC Licences of CHEN Dah-Jong 陳大中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Finance Holdings Limited 中港金融證券有限公司 RE 1 03 September 2007 06 January 2011
First Securities (HK) Limited 第一證券(香港)有限公司 RE 1 11 December 2006 15 May 2007