SFC Licences of CHEN Dah-Jong 陳大中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Finance Holdings Limited 中港金融證券有限公司 | RE | 1 | 03 September 2007 | 06 January 2011 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 11 December 2006 | 15 May 2007 |