SFC Licences of AUSTIN Gregory Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RE | 4 | 03 June 2014 | 06 August 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 08 September 2009 | 04 February 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 08 September 2009 | 04 February 2010 |
| Aletheia Analyst Network Limited | RE | 4 | 19 February 2009 | 13 August 2009 |
| Aletheia Analyst Network Limited | RE | 1 | 19 February 2009 | 13 August 2009 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 23 April 2004 | 18 February 2008 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 23 April 2004 | 18 February 2008 |