SFC Licences of MOON Ji Ho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAIIS Limited | RE | 4 | 12 June 2012 | 08 August 2014 |
| CAIIS Limited | RE | 1 | 12 June 2012 | 08 August 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 22 January 2009 | 04 June 2012 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 22 January 2009 | 04 June 2012 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 22 January 2009 | 04 June 2012 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 22 January 2009 | 04 June 2012 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 21 December 2004 | 28 April 2005 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 21 December 2004 | 28 April 2005 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 15 May 2003 | 28 April 2004 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 15 May 2003 | 28 April 2004 |