SFC Licences of LAU Nim Kei 劉念琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司 RO 6 01 August 2017 31 May 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 20 July 2017 31 May 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 20 July 2017 01 August 2017
Power Corporate Finance Company Limited 權威企業融資有限公司 RO 6 19 May 2016 20 May 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 December 2010 15 October 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 December 2010 15 October 2015
CMB International Securities Limited 招銀國際證券有限公司 RE 1 19 October 2010 14 November 2010
CMB International Capital Holdings Corporation Limited RE 1 29 July 2010 14 November 2010
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 15 May 2009 21 June 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 15 May 2009 21 June 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 10 May 2007 06 May 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 10 May 2007 06 May 2009