SFC Licences of LAU Nim Kei 劉念琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	13 March 2024
SPDB International Capital Limited 浦銀國際融資有限公司	RE	1	13 March 2024
SPDB International Capital Limited 浦銀國際融資有限公司	RO	6	01 August 2017	31 May 2022
SPDB International Capital Limited 浦銀國際融資有限公司	RE	1	20 July 2017	31 May 2022
SPDB International Capital Limited 浦銀國際融資有限公司	RE	6	20 July 2017	01 August 2017
Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司	RO	6	19 May 2016	20 May 2017
CMB International Capital Limited 招銀國際融資有限公司	RE	6	20 December 2010	15 October 2015
CMB International Capital Limited 招銀國際融資有限公司	RE	1	20 December 2010	15 October 2015
CMB International Securities Limited 招銀國際證券有限公司	RE	1	19 October 2010	14 November 2010
CMB International Capital Holdings Corporation Limited	RE	1	29 July 2010	14 November 2010
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	15 May 2009	21 June 2010
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	15 May 2009	21 June 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	10 May 2007	06 May 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	10 May 2007	06 May 2009