SFC Licences of WU Kwok Mei 鄔幗美

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 30 June 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 30 June 2014
Funderstone Securities Limited RE 1 01 April 2003 26 June 2014
Funderstone Futures Limited RE 2 01 April 2003 26 June 2014
Funderstone Futures Limited RE 9 01 April 2003 24 January 2005
Funderstone Futures Limited RE 5 01 April 2003 24 January 2005
Funderstone Securities Limited RE 6 01 April 2003 24 January 2005
Funderstone Securities Limited RE 9 01 April 2003 24 January 2005
Funderstone Securities Limited RE 4 01 April 2003 24 January 2005