SFC Licences of WU Kwok Mei 鄔幗美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 30 June 2014 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 30 June 2014 | |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 26 June 2014 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 26 June 2014 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 24 January 2005 |