SFC Licences of KAM Wing Sze, Zoe 甘詠思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Securities Limited 高誠證券有限公司
RE 1, 4 02 December 2020
Elstone Securities Limited 千里碩證券有限公司
RE 4 16 July 2020 31 October 2020
Elstone Securities Limited 千里碩證券有限公司
RE 1 30 January 2019 31 October 2020
KGI Asia Limited 凱基證券亞洲有限公司
RE 1, 4 03 October 2017 18 December 2018
KGI Asia Limited 凱基證券亞洲有限公司
RE 1, 4 04 July 2017 02 October 2017
Crosby Securities Limited 高誠證券有限公司
RE 1, 4 02 October 2015 19 June 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2, 4 24 January 2014 11 September 2015
VC Futures Limited 滙盈期貨有限公司
RE 2 14 May 2003 20 January 2014
VC Brokerage Limited 滙盈證券有限公司
RE 1 14 May 2003 20 January 2014
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司
RE 2 01 April 2003 14 May 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 01 April 2003 14 May 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 4, 6, 9 01 April 2003 12 May 2003