SFC Licences of KAM Wing Sze, Zoe 甘詠思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RE | 1, 4 | 02 December 2020 | |
| Elstone Securities Limited 千里碩證券有限公司 |
RE | 4 | 16 July 2020 | 31 October 2020 |
| Elstone Securities Limited 千里碩證券有限公司 |
RE | 1 | 30 January 2019 | 31 October 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RE | 1, 4 | 03 October 2017 | 18 December 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RE | 1, 4 | 04 July 2017 | 02 October 2017 |
| Crosby Securities Limited 高誠證券有限公司 |
RE | 1, 4 | 02 October 2015 | 19 June 2017 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RE | 1, 2, 4 | 24 January 2014 | 11 September 2015 |
| VC Futures Limited 滙盈期貨有限公司 |
RE | 2 | 14 May 2003 | 20 January 2014 |
| VC Brokerage Limited 滙盈證券有限公司 |
RE | 1 | 14 May 2003 | 20 January 2014 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RE | 2 | 01 April 2003 | 14 May 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RE | 1 | 01 April 2003 | 14 May 2003 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 12 May 2003 |