Current licenceholders of AUI491 Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
BI Xiaoxia 畢曉夏 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 31 July 2020
ZHENG Shaoting 鄭少婷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 May 2020
YANG Shen 楊慎 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 May 2020
QIU Xiaolin 邱曉琳 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 31 March 2020
XU Lu 許璐 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 March 2020
SONG Ting 宋婷 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 February 2020
QUMU Ake 曲木阿柯 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 February 2020
CHOW Wai Chung 周偉聰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 February 2020
WU Yilong 吳一龍 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 February 2020
CHUNG Chi Chung 鍾子聰 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 February 2020
XIE Changyan 謝長雁 RE [4] (Advising on Securities) 27 November 2019
CHEN Junliang 陳俊良 RE [4] (Advising on Securities) 27 November 2019
CHUNG Chi Chung 鍾子聰 RE [2] (Dealing in Futures Contracts) 20 November 2019
WANG Jian 王劍 RE [4] (Advising on Securities) 05 November 2019
GUO Yujia 郭雨嘉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 October 2019
YEUNG Chi Yuen 楊志源 RO [4] (Advising on Securities) 03 October 2019
CHUNG Chi Chung 鍾子聰 RE [1] (Dealing in Securities) 30 September 2019
ZHAO Yifan 趙一帆 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 September 2019
CHEUNG See Ling 張思玲 RO [4] (Advising on Securities) 26 August 2019
QIU Xiaolin 邱曉琳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 August 2019
DING Shijie 丁詩潔 RE [4] (Advising on Securities) 14 August 2019
SHANG Chong 尚崇 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
TSUI Yuk Ming 徐鈺明 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 July 2019
HE Benjin 何本進 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 July 2019
WANG Zheng 王崢 RE [5] (Advising on Futures Contracts) 25 June 2019
QUMU Ake 曲木阿柯 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 June 2019
WU Yilong 吳一龍 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 May 2019
YEUNG Chi Yuen 楊志源 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 May 2019
CHEUNG See Ling 張思玲 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 May 2019
ZHONG Xiao 鍾瀟 RE [4] (Advising on Securities) 17 May 2019
CHEN Rui 陳銳 RE [1] (Dealing in Securities), [4] (Advising on Securities) 14 May 2019
YANG Yiwen 楊禕雯 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2019
HE Zheming 何哲明 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 March 2019
XU Lingfeng 徐凌峰 RO [1] (Dealing in Securities), [4] (Advising on Securities) 05 March 2019
HE Chao 何超 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 28 February 2019
CHING Ka Wai 程嘉偉 RE [4] (Advising on Securities) 15 February 2019
XU Lu 許璐 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 January 2019
XIONG Liting 熊力頲 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 January 2019
CHEN Yingchong 陳穎翀 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 November 2018
SONG Ting 宋婷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 September 2018
BI Xiaoxia 畢曉夏 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 September 2018
WANG Zhikai 王之楷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 June 2018
YANG Bo 楊波 RO [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2018
XU Jilong 徐吉龍 RO [1] (Dealing in Securities), [4] (Advising on Securities) 19 April 2018
SHEN Peiyao 沈佩瑤 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 April 2018
YE Qianyu 叶茜妤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 November 2017
WANG Shihong 王世鴻 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 November 2017
LIU Yuting 劉玉婷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 31 August 2017
ZHENG Yufei RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 June 2017
LIANG Lixuan 梁莉璇 RO [1] (Dealing in Securities) 26 May 2017
ZHAN Botao 詹博淘 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 March 2017
HU Zheng 胡正 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 January 2017
LIU Yuxin 劉宇欣 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 December 2016
LIU Yi 劉怡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 October 2016
HUANG Chen 黃晨 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 October 2016
CHEUNG Hung Cho 張鴻礎 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 April 2016
HAN Weidong 韓衛東 RE [1] (Dealing in Securities) 26 November 2015
CHEUNG Hung Cho 張鴻礎 RE [4] (Advising on Securities) 02 November 2015
TSANG Hing Sum 曾慶琛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 October 2015
WANG Zheng 王崢 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 September 2015
TANG Liang 唐亮 RE [1] (Dealing in Securities) 17 June 2015
YANG Xiaoqin 楊曉琴 RE [4] (Advising on Securities) 01 June 2015
XU Jin 徐進 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 March 2015
TANG Liang 唐亮 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 21 November 2014
CHEN Xun 陳迅 RE [1] (Dealing in Securities), [4] (Advising on Securities) 24 October 2014
LIANG Lixuan 梁莉璇 RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 December 2013
HAN Weidong 韓衛東 RE [4] (Advising on Securities) 18 November 2013
YANG Xiaoqin 楊曉琴 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 August 2013
CHEUNG Hung Cho 張鴻礎 RE [1] (Dealing in Securities) 23 September 2011