Current licenceholders of AUI491 Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| BI Xiaoxia 畢曉夏 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 31 July 2020 |
| ZHENG Shaoting 鄭少婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 May 2020 |
| YANG Shen 楊慎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 May 2020 |
| QIU Xiaolin 邱曉琳 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 31 March 2020 |
| XU Lu 許璐 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 05 March 2020 |
| SONG Ting 宋婷 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 24 February 2020 |
| QUMU Ake 曲木阿柯 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 24 February 2020 |
| CHOW Wai Chung 周偉聰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 19 February 2020 |
| WU Yilong 吳一龍 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 04 February 2020 |
| CHUNG Chi Chung 鍾子聰 | RE | [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 03 February 2020 |
| XIE Changyan 謝長雁 | RE | [4] (Advising on Securities) | 27 November 2019 |
| CHEN Junliang 陳俊良 | RE | [4] (Advising on Securities) | 27 November 2019 |
| CHUNG Chi Chung 鍾子聰 | RE | [2] (Dealing in Futures Contracts) | 20 November 2019 |
| WANG Jian 王劍 | RE | [4] (Advising on Securities) | 05 November 2019 |
| GUO Yujia 郭雨嘉 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 October 2019 |
| YEUNG Chi Yuen 楊志源 | RO | [4] (Advising on Securities) | 03 October 2019 |
| CHUNG Chi Chung 鍾子聰 | RE | [1] (Dealing in Securities) | 30 September 2019 |
| ZHAO Yifan 趙一帆 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 September 2019 |
| CHEUNG See Ling 張思玲 | RO | [4] (Advising on Securities) | 26 August 2019 |
| QIU Xiaolin 邱曉琳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 August 2019 |
| DING Shijie 丁詩潔 | RE | [4] (Advising on Securities) | 14 August 2019 |
| SHANG Chong 尚崇 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 05 August 2019 |
| TSUI Yuk Ming 徐鈺明 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 July 2019 |
| HE Benjin 何本進 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 July 2019 |
| WANG Zheng 王崢 | RE | [5] (Advising on Futures Contracts) | 25 June 2019 |
| QUMU Ake 曲木阿柯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 June 2019 |
| WU Yilong 吳一龍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 May 2019 |
| YEUNG Chi Yuen 楊志源 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 28 May 2019 |
| CHEUNG See Ling 張思玲 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 28 May 2019 |
| ZHONG Xiao 鍾瀟 | RE | [4] (Advising on Securities) | 17 May 2019 |
| CHEN Rui 陳銳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 14 May 2019 |
| YANG Yiwen 楊禕雯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 April 2019 |
| HE Zheming 何哲明 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 March 2019 |
| XU Lingfeng 徐凌峰 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 March 2019 |
| HE Chao 何超 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 28 February 2019 |
| CHING Ka Wai 程嘉偉 | RE | [4] (Advising on Securities) | 15 February 2019 |
| XU Lu 許璐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 January 2019 |
| XIONG Liting 熊力頲 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 02 January 2019 |
| CHEN Yingchong 陳穎翀 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 November 2018 |
| SONG Ting 宋婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 September 2018 |
| BI Xiaoxia 畢曉夏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 September 2018 |
| WANG Zhikai 王之楷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 June 2018 |
| YANG Bo 楊波 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 April 2018 |
| XU Jilong 徐吉龍 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 April 2018 |
| SHEN Peiyao 沈佩瑤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 April 2018 |
| YE Qianyu 叶茜妤 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 15 November 2017 |
| WANG Shihong 王世鴻 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 November 2017 |
| LIU Yuting 劉玉婷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 August 2017 |
| ZHENG Yufei | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 June 2017 |
| LIANG Lixuan 梁莉璇 | RO | [1] (Dealing in Securities) | 26 May 2017 |
| ZHAN Botao 詹博淘 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 March 2017 |
| HU Zheng 胡正 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 January 2017 |
| LIU Yuxin 劉宇欣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 December 2016 |
| LIU Yi 劉怡 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 October 2016 |
| HUANG Chen 黃晨 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 03 October 2016 |
| CHEUNG Hung Cho 張鴻礎 | RO | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 26 April 2016 |
| HAN Weidong 韓衛東 | RE | [1] (Dealing in Securities) | 26 November 2015 |
| CHEUNG Hung Cho 張鴻礎 | RE | [4] (Advising on Securities) | 02 November 2015 |
| TSANG Hing Sum 曾慶琛 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 October 2015 |
| WANG Zheng 王崢 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 September 2015 |
| TANG Liang 唐亮 | RE | [1] (Dealing in Securities) | 17 June 2015 |
| YANG Xiaoqin 楊曉琴 | RE | [4] (Advising on Securities) | 01 June 2015 |
| XU Jin 徐進 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 March 2015 |
| TANG Liang 唐亮 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 21 November 2014 |
| CHEN Xun 陳迅 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 October 2014 |
| LIANG Lixuan 梁莉璇 | RE | [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 02 December 2013 |
| HAN Weidong 韓衛東 | RE | [4] (Advising on Securities) | 18 November 2013 |
| YANG Xiaoqin 楊曉琴 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 August 2013 |
| CHEUNG Hung Cho 張鴻礎 | RE | [1] (Dealing in Securities) | 23 September 2011 |