SFC Licences of ZHI Yu 職宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 03 January 2013 27 March 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 03 January 2013 27 March 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 03 October 2011 03 December 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 03 October 2011 03 December 2012
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 April 2003 29 July 2011
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 9 01 April 2003 14 September 2004
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 April 2003 14 September 2004