SFC Licences of ZHI Yu 職宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 03 January 2013 | 27 March 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 03 January 2013 | 27 March 2015 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 03 October 2011 | 03 December 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 03 October 2011 | 03 December 2012 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 July 2011 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 9 | 01 April 2003 | 14 September 2004 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 April 2003 | 14 September 2004 |