SFC Licences of ZHI Yu 職宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4, 6 03 January 2013 27 March 2015
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司
RE 1, 6 03 October 2011 03 December 2012
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 01 April 2003 29 July 2011
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 9 01 April 2003 14 September 2004