SFC Licences of POON Ho Yan, Ada 潘可欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 October 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 29 April 2011 | 14 November 2012 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 29 April 2011 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 March 2007 | 21 February 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 August 2006 | 21 February 2011 |
| UBS Securities Asia Limited | RE | 1 | 05 July 2004 | 14 July 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 01 July 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 28 June 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 28 June 2004 |