SFC Licences of NOCHE Leo Cyril D.

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 02 December 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 02 December 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 02 December 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 02 December 2014
FT Securities Limited 富通證券有限公司 RE 5 25 January 2006 01 January 2011
FT Securities Limited 富通證券有限公司 RE 2 20 January 2006 01 January 2011
FT Securities Limited 富通證券有限公司 RE 1 20 January 2006 01 January 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 21 July 2005 21 December 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 21 July 2005 21 December 2005
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 11 July 2005
Jefferies Bache (Hong Kong) Limited RE 2 01 April 2003 11 July 2005
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 18 May 2004
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 18 May 2004
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 18 May 2004
Jefferies Bache (Hong Kong) Limited RE 5 01 April 2003 18 May 2004
Jefferies Bache (Hong Kong) Limited RE 9 01 April 2003 18 May 2004