SFC Licences of LO Michael Sai Cheong 盧世昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Golden Eagle Brokerage Limited 金鷹證券有限公司 | RE | 4 | 01 February 2021 | 31 May 2021 |
| Golden Eagle Brokerage Limited 金鷹證券有限公司 | RO | 9 | 28 July 2020 | 31 May 2021 |
| Infinity Asset Management Limited 天恒資產管理有限公司 | RO | 9 | 17 January 2020 | 28 February 2020 |
| Infinity Asset Management Limited 天恒資產管理有限公司 | RO | 4 | 17 January 2020 | 28 February 2020 |
| Epigen Group (Hong Kong) Limited | RO | 9 | 20 December 2016 | 10 January 2020 |
| Epigen Group (Hong Kong) Limited | RE | 9 | 05 September 2016 | 20 December 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 07 November 2011 | 09 July 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 October 2008 | 29 July 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 May 2006 | 29 September 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 05 May 2004 | 17 May 2005 |
| UBS Securities Asia Limited | RE | 4 | 25 November 2003 | 05 May 2004 |