SFC Licences of CHAN Yan Yan 陳欣欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 03 April 2023 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 03 April 2023 | |
| Well Link Securities Limited 立橋證券有限公司 | RE | 2 | 13 May 2022 | 18 October 2022 |
| Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 13 May 2022 | 18 October 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 14 January 2014 | 31 December 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 September 2008 | 31 December 2021 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 05 September 2008 | 30 November 2010 |
| Christfund Futures Limited 恒豐期貨有限公司 | RE | 2 | 18 January 2005 | 01 September 2008 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 01 April 2003 | 01 September 2008 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 4 | 01 April 2003 | 13 May 2004 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 6 | 01 April 2003 | 13 May 2004 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 9 | 01 April 2003 | 13 May 2004 |