SFC Licences of LI Siu Chong, Hetty 李小莊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	30 April 2004	20 July 2004
RBC Futures Services (Asia) Limited	RE	2	02 April 2004	20 July 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	02 April 2004	20 July 2004
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	23 March 2004	30 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	23 March 2004	30 March 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	10 March 2004
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	01 April 2003	10 March 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	10 March 2004
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	01 April 2003	10 March 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	17 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	7	01 April 2003	17 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	9	01 April 2003	17 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	6	01 April 2003	17 November 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	17 November 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	17 November 2003
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	4	01 April 2003	17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	17 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003