SFC licenceholder AFR865 MALIAH Raghav

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [6] (Advising on Corporate Finance) 01 June 2011 26 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [6] (Advising on Corporate Finance) 27 May 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [6] (Advising on Corporate Finance) 01 April 2003 27 May 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 01 April 2003 31 March 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 12 October 2004