SFC Licences of LAM Kar Wai 林家偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 23 August 2023
CCB International Securities Limited 建銀國際證券有限公司 RE 2 23 August 2023
CCB International Securities Limited 建銀國際證券有限公司 RE 1 23 August 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 1 23 August 2023
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 27 April 2015 22 December 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 12 September 2007 31 December 2009
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 12 September 2007 31 December 2009
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 07 November 2005 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 01 April 2003 03 March 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 4 01 April 2003 15 May 2004
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 6 01 April 2003 15 May 2004
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 9 01 April 2003 15 May 2004
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 7 01 April 2003 08 September 2003