SFC Licences of SHEK Ming Hon, Simon 石明翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 10 July 2007
HSBC Structured Funds (Asia) Limited RE 4 03 August 2006 31 December 2014
HSBC Structured Funds (Asia) Limited RE 9 03 August 2006 31 December 2014
East Asia Futures Limited 東亞期貨有限公司 RE 2 20 October 2004 28 April 2006
East Asia Securities Company Limited 東亞證券有限公司 RE 1 20 October 2004 28 April 2006