SFC Licences of SHEK Ming Hon, Simon 石明翰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 10 July 2007 | |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 03 August 2006 | 31 December 2014 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 03 August 2006 | 31 December 2014 |
| East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 20 October 2004 | 28 April 2006 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 20 October 2004 | 28 April 2006 |