SFC Licences of YANG Xiang Dong 楊向東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Abax Global Capital (Hong Kong) Limited | RO | 9 | 04 May 2007 | |
Merrill Lynch Far East Limited | RE | 6 | 19 May 2005 | 01 March 2007 |
Merrill Lynch Far East Limited | RE | 4 | 19 May 2005 | 01 March 2007 |
Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 01 March 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 March 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 March 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 March 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |