SFC Licences of JOO Sang Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shinhan Securities Asia Limited | RO | 9 | 21 March 2012 | 28 February 2020 |
| Shinhan Securities Asia Limited | RO | 4 | 15 October 2007 | 28 February 2020 |
| Shinhan Securities Asia Limited | RO | 1 | 15 October 2007 | 28 February 2020 |