SFC Licenceholders of Shinhan Securities Asia Limited
- samcheung@shinhan.com
- Website
- www.shinhaninvest.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAAK Jeong Hyun 朴正賢 | RE | 4 | 24 January 2019 | 09 April 2021 |
| BAAK Jeong Hyun 朴正賢 | RE | 9 | 09 July 2018 | 09 April 2021 |
| BAAK Jeong Hyun 朴正賢 | RE | 1 | 27 April 2018 | 09 April 2021 |
| CHO Youn Kyung | RE | 9 | 27 September 2021 | 21 April 2022 |
| CHO Youn Kyung | RO | 1 | 19 March 2021 | 21 April 2022 |
| CHO Youn Kyung | RO | 4 | 19 March 2021 | 21 April 2022 |
| CHO Youn Kyung | RO | 9 | 19 March 2021 | 27 September 2021 |
| CHOI Soon Young 崔淳榮 | RE | 1 | 01 April 2016 | 21 April 2022 |
| CHOI Soon Young 崔淳榮 | RE | 4 | 01 April 2016 | 21 April 2022 |
| CHUN Chul Uk 田喆旭 | RE | 9 | 02 January 2013 | 31 January 2016 |
| CHUN Chul Uk 田喆旭 | RE | 4 | 02 January 2013 | 31 January 2016 |
| CHUN Chul Uk 田喆旭 | RE | 1 | 02 January 2013 | 31 January 2016 |
| GU Fei 顧斐 | RE | 4 | 24 January 2019 | 25 September 2020 |
| GU Fei 顧斐 | RE | 1 | 27 November 2018 | 25 September 2020 |
| HAN Bok Hee | RE | 4 | 18 June 2010 | 15 October 2010 |
| HAN Bok Hee | RE | 1 | 18 June 2010 | 15 October 2010 |
| HAN Bok Hee | RO | 4 | 23 November 2009 | 18 June 2010 |
| HAN Bok Hee | RO | 1 | 23 November 2009 | 18 June 2010 |
| HAN Bok Hee | RE | 4 | 30 March 2009 | 23 November 2009 |
| HAN Bok Hee | RE | 1 | 30 March 2009 | 23 November 2009 |
| HONG Lance Yong 洪鏞善 | RO | 9 | 08 July 2013 | 31 December 2021 |
| HONG Lance Yong 洪鏞善 | RO | 4 | 08 July 2013 | 31 December 2021 |
| HONG Lance Yong 洪鏞善 | RO | 1 | 08 July 2013 | 31 December 2021 |
| HONG Lance Yong 洪鏞善 | RE | 9 | 22 April 2013 | 08 July 2013 |
| HONG Lance Yong 洪鏞善 | RE | 4 | 22 April 2013 | 08 July 2013 |
| HUR Min Kyong 許敏卿 | RE | 4 | 19 March 2021 | 16 July 2021 |
| HUR Min Kyong 許敏卿 | RE | 1 | 19 March 2021 | 16 July 2021 |
| IM Jinseon | RE | 9 | 27 December 2023 | |
| JEONG Hyeonseok 鄭鉉錫 | RO | 4 | 20 December 2022 | |
| JEONG Hyeonseok 鄭鉉錫 | RO | 1 | 20 December 2022 | |
| JEONG Hyeonseok 鄭鉉錫 | RE | 4 | 06 December 2022 | 20 December 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RE | 1 | 06 December 2022 | 20 December 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RO | 4 | 19 April 2022 | 06 December 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RO | 1 | 19 April 2022 | 06 December 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RO | 9 | 27 September 2019 | 22 February 2023 |
| JEONG Hyeonseok 鄭鉉錫 | RE | 4 | 27 September 2019 | 19 April 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RE | 1 | 19 August 2019 | 19 April 2022 |
| JEONG Hyeonseok 鄭鉉錫 | RE | 9 | 19 August 2019 | 27 September 2019 |
| JOO Sang Soo | RO | 9 | 21 March 2012 | 28 February 2020 |
| JOO Sang Soo | RO | 4 | 15 October 2007 | 28 February 2020 |
| JOO Sang Soo | RO | 1 | 15 October 2007 | 28 February 2020 |
| KANG Byeonggoo | RE | 4 | 09 April 2015 | 04 January 2020 |
| KANG Byeonggoo | RE | 1 | 09 April 2015 | 04 January 2020 |
| KANG In Muk 姜仁默 | RO | 9 | 30 September 2013 | 01 December 2017 |
| KANG In Muk 姜仁默 | RO | 4 | 05 December 2012 | 01 December 2017 |
| KANG In Muk 姜仁默 | RO | 1 | 05 December 2012 | 01 December 2017 |
| KANG In Muk 姜仁默 | RO | 9 | 05 December 2012 | 02 July 2013 |
| KANG In Muk 姜仁默 | RE | 4 | 04 October 2011 | 05 December 2012 |
| KANG In Muk 姜仁默 | RE | 1 | 04 October 2011 | 05 December 2012 |
| KIM Dae Won | RE | 9 | 22 January 2015 | 10 April 2015 |
| KIM Dae Won | RE | 4 | 22 January 2015 | 10 April 2015 |
| KIM Dae Won | RE | 1 | 22 January 2015 | 10 April 2015 |
| KIM Sung Soo 金成洙 | RO | 4 | 15 October 2007 | 18 February 2011 |
| KIM Sung Soo 金成洙 | RO | 1 | 15 October 2007 | 18 February 2011 |
| KIM Young Kun 金永根 | RO | 4 | 30 August 2018 | 31 March 2019 |
| KIM Young Kun 金永根 | RO | 1 | 30 August 2018 | 31 March 2019 |
| KIM Young Kun 金永根 | RE | 4 | 30 May 2018 | 30 August 2018 |
| KIM Young Kun 金永根 | RE | 1 | 30 May 2018 | 30 August 2018 |
| KWON Oh Jin 權五振 | RO | 9 | 21 March 2012 | 05 July 2013 |
| KWON Oh Jin 權五振 | RO | 4 | 24 January 2011 | 05 July 2013 |
| KWON Oh Jin 權五振 | RO | 1 | 24 January 2011 | 05 July 2013 |
| LEE Chang Ho | RE | 4 | 17 March 2009 | 15 October 2010 |
| LEE Chang Ho | RE | 1 | 17 March 2009 | 15 October 2010 |
| LEE Chongmin | RE | 1 | 03 August 2021 | |
| LEE Chongmin | RE | 4 | 03 August 2021 | |
| LEE Gahyeon | RE | 9 | 09 February 2023 | |
| LEE Ha Ram | RE | 1 | 11 September 2023 | |
| LEE Ha Ram | RE | 4 | 11 September 2023 | |
| LEE Jihoon 李知勳 | RO | 9 | 27 January 2021 | |
| LEE Jihoon 李知勳 | RO | 4 | 27 January 2021 | |
| LEE Jihoon 李知勳 | RO | 1 | 27 January 2021 | |
| LEE Kyoung Won | RO | 9 | 19 March 2021 | 19 September 2021 |
| LEE Kyoung Won | RO | 4 | 19 March 2021 | 19 September 2021 |
| LEE Kyoung Won | RO | 1 | 19 March 2021 | 19 September 2021 |
| LEE Nari | RE | 4 | 15 November 2016 | 28 February 2018 |
| LEE Nari | RE | 1 | 15 November 2016 | 28 February 2018 |
| LEE Seung Sek | RO | 9 | 06 June 2022 | |
| LEE Seung Sek | RE | 9 | 04 April 2022 | 06 June 2022 |
| PARK Hyun Ouk | RE | 4 | 13 May 2016 | 30 September 2020 |
| PARK Hyun Ouk | RE | 1 | 13 May 2016 | 30 September 2020 |
| SHIN Yoo Sik | RO | 9 | 15 January 2020 | 31 March 2022 |
| SHIN Yoo Sik | RO | 4 | 15 January 2020 | 31 March 2022 |
| SHIN Yoo Sik | RO | 1 | 15 January 2020 | 31 March 2022 |
| SONG Wonkook 宋源國 | RO | 4 | 07 February 2020 | 17 February 2021 |
| SONG Wonkook 宋源國 | RO | 1 | 30 November 2018 | 17 February 2021 |
| SONG Wonkook 宋源國 | RE | 9 | 30 November 2018 | 17 February 2021 |
| SONG Wonkook 宋源國 | RE | 4 | 30 November 2018 | 07 February 2020 |
| SONG Wonkook 宋源國 | RE | 1 | 09 November 2016 | 30 November 2018 |
| TAM Tsz Cheong 覃子暢 | RE | 4 | 30 August 2018 | 23 January 2019 |
| TAM Tsz Cheong 覃子暢 | RE | 1 | 30 August 2018 | 23 January 2019 |
| TSE Chi Shing, Christopher 謝志誠 | RE | 1 | 03 January 2013 | 21 July 2017 |
| TSE Chi Shing, Christopher 謝志誠 | RE | 4 | 03 January 2013 | 21 July 2017 |
| WU Tsai Ni 吳采霓 | RE | 1 | 13 September 2019 | 15 October 2020 |
| WU Tsai Ni 吳采霓 | RE | 4 | 13 September 2019 | 15 October 2020 |