SFC Licences of KWONG Wan Wa 鄺韻樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 9 24 March 2020
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 4 24 March 2020
China Enterprise Securities Company Limited 華業金控證券有限公司 RO 1 24 March 2020
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 9 25 February 2020 24 March 2020
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 4 25 February 2020 24 March 2020
China Enterprise Securities Company Limited 華業金控證券有限公司 RE 1 25 February 2020 24 March 2020
PFC International Company Limited RO 9 12 March 2018 31 December 2019
PFC International Company Limited RO 4 12 March 2018 31 December 2019
PFC International Company Limited RO 1 12 March 2018 31 December 2019
PFC International Company Limited RE 9 16 January 2018 12 March 2018
PFC International Company Limited RE 4 16 January 2018 12 March 2018
PFC International Company Limited RE 1 16 January 2018 12 March 2018
Pacific International Securities Limited 太平洋國際證券有限公司 RO 9 06 October 2017 15 December 2017
Pacific International Securities Limited 太平洋國際證券有限公司 RO 4 06 October 2017 15 December 2017
Pacific International Securities Limited 太平洋國際證券有限公司 RO 1 07 November 2016 15 December 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 17 October 2006 01 November 2016
Gayang Securities Limited 嘉銀證券有限公司 RE 4 11 May 2006 30 September 2006