SFC Licences of LIU Xiaoping 劉小平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CC Finance Limited 思齊資本融資有限公司 RE 4 07 June 2006 10 May 2019
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 9 19 December 2005 23 May 2006
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 1 19 December 2005 23 May 2006
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 01 April 2003 19 July 2004
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 01 April 2003 19 July 2004