SFC Licences of WONG Tin Yu 黃天宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 21 February 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 26 October 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 26 October 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 26 October 2021 21 February 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RO 1 07 March 2018 06 April 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 4 19 December 2017 06 April 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 19 December 2017 07 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 26 June 2015 20 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 19 March 2013 20 October 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 15 January 2009 20 October 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 16 October 2008 26 June 2015
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 10 July 2007 29 September 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 14 June 2007 30 June 2007
ICBC (Asia) Securities Limited 工銀亞洲証券有限公司
RE 1 17 May 2004 27 May 2007
Chong Hing Securities Limited 創興證券有限公司
RE 1, 4, 6, 7, 9 01 April 2003 30 April 2003