SFC Licences of TAM Pui Chi 譚佩芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
APC Partners Limited RO 9 03 February 2021
APC Partners Limited RO 4 03 February 2021
APC Partners Limited RE 9 14 August 2018 03 February 2021
APC Partners Limited RE 4 14 August 2018 03 February 2021
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 6 22 September 2011 29 June 2013
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 4 22 September 2011 29 June 2013
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 22 September 2011 29 June 2013
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 01 June 2008 22 September 2011
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 01 June 2008 22 September 2011
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 6 07 June 2006 01 June 2008
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 4 07 June 2006 01 June 2008
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 01 April 2003 07 June 2006
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 01 April 2003 07 June 2006
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 01 April 2003 18 March 2004