SFC Licenceholders of CLSA Capital Partners (HK) Limited 里昂證券亞太恒富資本(香港)有限公司

Addresses
Unit 804-805, One Pacific Place, 88 Queensway, Admiralty, Hong Kong
香港金鐘金鐘道88號太古廣場第1期8樓04-05室
Email
[email protected]
Website
www.clsacapital.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
JIA Wei 賈暐
RO 4, 9 06 September 2021
LIU Xiaoning 劉晓宁
RE 4 20 July 2021
WANG Jue 王珏
RE 4, 9 15 July 2021
LIU Xiaoning 劉晓宁
RE 9 21 June 2021
WU Zhelun 吳哲倫
RE 4 11 June 2021
JIANG Renzhe 江仁喆
RE 9 14 May 2021
JIANG Renzhe 江仁喆
RE 4 21 April 2021
CHAN Cheuk Wing, Andy 陳焯榮
RO 4, 9 15 April 2021 27 August 2021
WANG Jichao 王紀朝
RE 4, 9 25 January 2021
LAM Che Man, Louisa 林梓敏
RE 4, 9 21 January 2021 13 August 2021
SHEN Gujing 沈谷菁
RE 4, 9 21 January 2021 07 May 2021
ZHANG Hongyi 張弘毅
RE 4, 9 14 January 2021
QIAN Haochen 錢灝宸
RE 4, 9 07 January 2021 10 February 2021
JANG Jae Hee 張在喜
RE 4, 9 19 October 2020
SHIN Joo Kyung 申珠炅
RE 4, 9 08 September 2020
TOTLA Vaibhav Vishnudas
RE 4 31 July 2020
LIM Colin
RE 4 23 June 2020 24 September 2021
FENG Shu 冯书
RO 4, 9 22 June 2020
ZHANG Ziyao 張子嶢
RE 4, 9 26 May 2020
YIP Damon Manchun
RE 4 28 April 2020 12 November 2021
XU Pengzi 許蓬子
RO 4 25 February 2020 16 November 2020
WON Sang Hoon 元相勳
RE 4, 9 20 February 2020
XU Pengzi 許蓬子
RE 9 18 December 2019 16 November 2020
HU Baifeng 胡柏風
RO 4, 9 21 October 2019
JIA Wei 賈暐
RE 4, 9 28 August 2019 06 September 2021
FENG Shu 冯书
RE 4, 9 07 August 2019 22 June 2020
HU Baifeng 胡柏風
RE 4, 9 07 August 2019 21 October 2019
YUNG Lap Hang 容立恆
RO 4, 9 03 July 2019 13 November 2020
YUE Xiaowei 岳效巍
RE 4, 9 03 May 2019 06 November 2020
SKINNER Donald William Lennox
RO 4, 9 04 April 2019 30 November 2019
SKINNER Donald William Lennox
RO 6 04 April 2019 24 September 2019
KIM Min Soo
RE 4, 9 28 September 2018 24 December 2019
LUO Sha 雒莎
RE 4, 6 04 September 2018 10 May 2019
GAO Mengyang 高夢洋
RE 4 14 August 2018 19 August 2020
GAO Mengyang 高夢洋
RE 6 14 August 2018 19 August 2019
YANG Hai 楊海
RE 4 28 May 2018 22 August 2019
WILBERT II Randall Edwin
RO 4, 6, 9 12 March 2018 18 May 2019
WU Nan 吳楠
RE 4 02 March 2018 09 November 2019
LIU Hanhua 劉漢華
RE 4 21 February 2018 15 May 2019
FENG Rong 馮榕
RE 4 01 February 2018 15 May 2019
CHOE Jang Ho
RE 4, 9 18 October 2017 07 July 2020
XU Pengzi 許蓬子
RE 4 18 October 2017 25 February 2020
LIU Hanhua 劉漢華
RE 6 03 October 2017 15 May 2019
MURARI Pranav
RE 4, 9 29 September 2017 21 September 2018
WU Nan 吳楠
RE 6 20 September 2017 19 August 2019
LEOTTA Sebastian John
RE 4, 9 04 September 2017 15 January 2021
YANG Hai 楊海
RE 6 30 August 2017 19 August 2019
FENG Rong 馮榕
RE 6 17 August 2017 15 May 2019
PARK Carol Lee
RE 4, 9 20 June 2017
PARK Gregory
RE 4, 9 05 May 2017
HO See Pui, Christie 何思蓓
RE 4, 9 16 January 2017 20 December 2019
HO See Pui, Christie 何思蓓
RE 6 16 January 2017 19 August 2019
YUNG Lap Hang 容立恆
RE 4, 9 16 September 2015 03 July 2019
LI Koon Lok 李冠樂
RE 4, 6, 9 01 June 2015 11 July 2018
MC COY Michael Andrew
RO 4 12 November 2014 31 December 2019
MC COY Michael Andrew
RO 6 12 November 2014 24 September 2019
CHAN Yin Chi 陳賢馳
RE 4, 6, 9 26 June 2014 09 March 2018
GONZALEZ MORALES Diego Alejandro
RE 4, 6, 9 04 February 2014 01 December 2018
MC COY Michael Andrew
RE 9 12 October 2012 31 December 2019
MC COY Michael Andrew
RE 4, 6 12 October 2012 12 November 2014
HUANG Danyi 黃丹誼
RE 4, 6, 9 17 September 2012 02 May 2018
TAM Pui Chi 譚佩芝
RE 9 22 September 2011 29 June 2013
TAM Pui Chi 譚佩芝
RO 4, 6 22 September 2011 29 June 2013
NG Gary Jit Meng
RE 4, 6, 9 15 September 2011 20 December 2011
KO Kun Mun, Carmen 高堃敏
RE 4, 6, 9 09 September 2011 02 June 2012
WOOD Juliana Veronica
RE 4, 9 01 September 2011 09 September 2016
CHEUK Ho Yeung Gerald 卓浩揚
RE 4, 6, 9 29 August 2011 30 November 2015
CHIU Lon, Ronald 趙朗
RE 4, 6, 9 04 October 2010 09 March 2018
WESTON Simon Michael
RE 4, 9 03 September 2010 31 March 2015
LAM Simon Yee-Kai 林以佳
RE 9 27 August 2010 20 May 2011
SEAVER Christopher Burrill
RO 9 31 May 2010 30 June 2014
HUNG Mei Ha, Iris 孔美霞
RO 4, 9 04 May 2010 31 December 2014
LIM Wen-tzen 林紋正
RE 4, 6, 9 29 March 2010 24 September 2016
LAM Simon Yee-Kai 林以佳
RE 4 23 March 2010 20 May 2011
NAKAMURA Ryoko
RE 4 12 November 2009 20 July 2011
HSU Shu-Ting 許淑婷
RE 4, 6, 9 04 September 2009 22 August 2014
LEUNG Colin Kwok Hai 梁國希
RE 4, 6, 9 22 April 2009 28 May 2009
WONG Tsz Kwan, Linda 王子君
RE 4, 6, 9 21 April 2009 28 May 2009
PANG Elaine Yee Lai 馮怡麗
CHAN King On, Dennis 陳敬安
LAM Lawrence Wai Keung 林偉強
RE 4, 6, 9 16 April 2009 28 May 2009
FUNG Koon Bong, Raymond 馮冠邦
RE 4, 6, 9 14 April 2009 28 May 2009
WANG Bing Eric 王兵
RE 4, 9 31 March 2009 30 December 2011
CHAN Cheuk Wing, Andy 陳焯榮
RE 4, 9 18 February 2009 15 April 2021
CHAN Cheuk Wing, Andy 陳焯榮
RE 6 18 February 2009 26 August 2019
HUNG Mei Ha, Iris 孔美霞
RO 6 03 December 2008 31 December 2014
TAM Pui Chi 譚佩芝
RE 4, 6 01 June 2008 22 September 2011
PRICE Josephine
RE 4, 6, 9 01 June 2008 07 July 2008
LAU Yip Man 劉業民
RE 4, 6, 9 19 May 2008 01 September 2013
LI On Ki 李安琪
RE 6 14 May 2008 09 March 2018
WOO Wing Sum, Samuel 胡穎森
RE 6 14 May 2008 09 February 2013
NGUYEN Kim Thi
RE 6 14 May 2008 27 October 2010
CHEUNG Wai Kuen 張偉權
RE 6 14 May 2008 20 March 2009
HUNG Mei Ha, Iris 孔美霞
RE 6 14 May 2008 03 December 2008
CHEUNG Danny Tsz Chung 張子聰
RE 4, 6, 9 13 May 2008 09 March 2018
LAM Erica Joyce
RE 4, 6, 9 29 April 2008 08 April 2014
TAN Keng Hui
RE 6 28 March 2008 14 August 2011
TSAI Teddy Hong Teh
RE 4, 6, 9 27 March 2008 19 May 2010
LEE Chia Huan
RE 4, 9 19 March 2008 20 July 2021
LEE Chia Huan
RE 6 19 March 2008 19 August 2019
IP Laurence Yegene 葉奕雋
RE 4, 6, 9 13 March 2008 14 August 2015
TAN Keng Hui
RE 4, 9 25 February 2008 14 August 2011
PATTAR Jasvinder Singh
RO 9 17 May 2007 14 July 2018
PHEN Chun Shing, Vincent 彭鎮城
RE 4, 6, 9 13 March 2007 24 April 2009
NGUYEN Kim Thi
RE 4, 9 28 September 2006 27 October 2010
HUNG Mei Ha, Iris 孔美霞
RE 4, 9 11 September 2006 04 May 2010
CHAN Mang Kiu 陳漫橋
RE 4, 9 10 August 2006 01 March 2007
MC COY Michael Andrew
RE 4, 6, 9 12 July 2006 01 January 2009
TAM Pui Chi 譚佩芝
RO 4, 6 07 June 2006 01 June 2008
LAM Steve Kwok Leung 林國樑
RE 6 25 May 2006 07 June 2006
LIN Peicong 林培聰
RE 4, 6, 9 24 February 2006 16 December 2016
LI On Ki 李安琪
RE 4, 9 03 February 2006 09 March 2018
PATERSON James Willock
RE 4, 6, 9 02 November 2005 30 January 2006
CHEN Xinyu 陳新宇
RE 4, 9 20 October 2005 02 June 2006
CHEUNG Wai Shun, David 張為信
RE 4, 6, 9 06 July 2005 29 April 2011
MAN Hau Shing 文孝誠
RE 4, 9 27 June 2005 04 April 2007
CHUNG Wai Shing 鍾偉誠
RE 4, 6, 9 30 May 2005 24 April 2007
PATTAR Jasvinder Singh
RE 9 10 May 2005 17 May 2007
CHEUNG Wai Kuen 張偉權
RE 4, 9 14 January 2005 20 March 2009
WOO Wing Sum, Samuel 胡穎森
RE 4, 9 10 December 2004 09 February 2013
PATTAR Jasvinder Singh
RO 4 25 October 2004 14 July 2018
PATTAR Jasvinder Singh
RO 9 25 October 2004 10 May 2005
LEE Seng Chow 李成就
RE 4, 9 19 October 2004 09 June 2006
TAN Keng Hui
RE 4, 9 23 September 2004 30 December 2007
TANG Ka Yee, Miranda 鄧嘉儀
RO 9 22 September 2004 05 July 2019
HO Man 何敏
RO 9 22 September 2004 30 October 2009
PATTAR Jasvinder Singh
RE 4, 9 07 September 2004 25 October 2004
TANG Ka Yee, Miranda 鄧嘉儀
RO 4, 6 01 April 2003 05 July 2019
HO Man 何敏
RO 4, 6 01 April 2003 30 October 2009
PRICE Josephine
RO 4, 6, 9 01 April 2003 01 June 2008
TAM Pui Chi 譚佩芝
RE 4, 6 01 April 2003 07 June 2006
TAM Pui Chi 譚佩芝
RE 9 01 April 2003 18 March 2004