SFC Licenceholders of CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司

Email
hklicense@clsa.com
Website
www.clsacapital.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Cheuk Wing, Andy 陳焯榮 RO 9 15 April 2021 27 August 2021
CHAN Cheuk Wing, Andy 陳焯榮 RO 4 15 April 2021 27 August 2021
CHAN Cheuk Wing, Andy 陳焯榮 RE 6 18 February 2009 26 August 2019
CHAN Cheuk Wing, Andy 陳焯榮 RE 4 18 February 2009 15 April 2021
CHAN Cheuk Wing, Andy 陳焯榮 RE 9 18 February 2009 15 April 2021
CHAN King On, Dennis 陳敬安 RE 9 16 April 2009 28 May 2009
CHAN King On, Dennis 陳敬安 RE 6 16 April 2009 28 May 2009
CHAN King On, Dennis 陳敬安 RE 4 16 April 2009 28 May 2009
CHAN Mang Kiu 陳漫橋 RE 9 10 August 2006 01 March 2007
CHAN Mang Kiu 陳漫橋 RE 4 10 August 2006 01 March 2007
CHAN Yin Chi 陳賢馳 RE 6 26 June 2014 09 March 2018
CHAN Yin Chi 陳賢馳 RE 4 26 June 2014 09 March 2018
CHAN Yin Chi 陳賢馳 RE 9 26 June 2014 09 March 2018
CHEN Xinyu 陳新宇 RE 9 20 October 2005 02 June 2006
CHEN Xinyu 陳新宇 RE 4 20 October 2005 02 June 2006
CHEUK Ho Yeung Gerald 卓浩揚 RE 9 29 August 2011 30 November 2015
CHEUK Ho Yeung Gerald 卓浩揚 RE 6 29 August 2011 30 November 2015
CHEUK Ho Yeung Gerald 卓浩揚 RE 4 29 August 2011 30 November 2015
CHEUNG Danny Tsz Chung 張子聰 RE 4 13 May 2008 09 March 2018
CHEUNG Danny Tsz Chung 張子聰 RE 6 13 May 2008 09 March 2018
CHEUNG Danny Tsz Chung 張子聰 RE 9 13 May 2008 09 March 2018
CHEUNG Wai Kuen 張偉權 RE 6 14 May 2008 20 March 2009
CHEUNG Wai Kuen 張偉權 RE 9 14 January 2005 20 March 2009
CHEUNG Wai Kuen 張偉權 RE 4 14 January 2005 20 March 2009
CHEUNG Wai Shun, David 張為信 RE 4 06 July 2005 29 April 2011
CHEUNG Wai Shun, David 張為信 RE 6 06 July 2005 29 April 2011
CHEUNG Wai Shun, David 張為信 RE 9 06 July 2005 29 April 2011
CHEUNG Yiu Lun 張耀麟 RE 9 27 January 2023
CHIU Lon, Ronald 趙朗 RE 9 04 October 2010 09 March 2018
CHIU Lon, Ronald 趙朗 RE 6 04 October 2010 09 March 2018
CHIU Lon, Ronald 趙朗 RE 4 04 October 2010 09 March 2018
CHOE Jang Ho RE 4 18 October 2017 07 July 2020
CHOE Jang Ho RE 9 18 October 2017 07 July 2020
CHUNG Wai Shing 鍾偉誠 RE 9 30 May 2005 24 April 2007
CHUNG Wai Shing 鍾偉誠 RE 6 30 May 2005 24 April 2007
CHUNG Wai Shing 鍾偉誠 RE 4 30 May 2005 24 April 2007
FENG Rong 馮榕 RE 6 17 August 2017 15 May 2019
FENG Rong 馮榕 RE 4 01 February 2018 15 May 2019
FENG Shu 冯书 RO 4 22 June 2020
FENG Shu 冯书 RE 4 07 August 2019 22 June 2020
FENG Shu 冯书 RE 9 07 August 2019 22 June 2020
FENG Shu 冯书 RO 9 22 June 2020
FUNG Koon Bong, Raymond 馮冠邦 RE 4 14 April 2009 28 May 2009
FUNG Koon Bong, Raymond 馮冠邦 RE 6 14 April 2009 28 May 2009
FUNG Koon Bong, Raymond 馮冠邦 RE 9 14 April 2009 28 May 2009
GAO Mengyang 高夢洋 RE 4 14 August 2018 19 August 2020
GAO Mengyang 高夢洋 RE 6 14 August 2018 19 August 2019
GONZALEZ MORALES Diego Alejandro RE 9 04 February 2014 01 December 2018
GONZALEZ MORALES Diego Alejandro RE 6 04 February 2014 01 December 2018
GONZALEZ MORALES Diego Alejandro RE 4 04 February 2014 01 December 2018
HO Man 何敏 RO 9 22 September 2004 30 October 2009
HO Man 何敏 RO 4 01 April 2003 30 October 2009
HO Man 何敏 RO 6 01 April 2003 30 October 2009
HO See Pui, Christie 何思蓓 RE 4 16 January 2017 20 December 2019
HO See Pui, Christie 何思蓓 RE 9 16 January 2017 20 December 2019
HO See Pui, Christie 何思蓓 RE 6 16 January 2017 19 August 2019
HONG In Eui RE 9 26 September 2022
HONG In Eui RE 4 26 September 2022
HSU Shu-Ting 許淑婷 RE 9 04 September 2009 22 August 2014
HSU Shu-Ting 許淑婷 RE 6 04 September 2009 22 August 2014
HSU Shu-Ting 許淑婷 RE 4 04 September 2009 22 August 2014
HU Baifeng 胡柏風 RO 9 21 October 2019
HU Baifeng 胡柏風 RE 4 07 August 2019 21 October 2019
HU Baifeng 胡柏風 RE 9 07 August 2019 21 October 2019
HU Baifeng 胡柏風 RO 4 21 October 2019
HUANG Danyi 黃丹誼 RE 9 17 September 2012 02 May 2018
HUANG Danyi 黃丹誼 RE 4 17 September 2012 02 May 2018
HUANG Danyi 黃丹誼 RE 6 17 September 2012 02 May 2018
HUNG Mei Ha, Iris 孔美霞 RO 9 04 May 2010 31 December 2014
HUNG Mei Ha, Iris 孔美霞 RO 4 04 May 2010 31 December 2014
HUNG Mei Ha, Iris 孔美霞 RE 6 14 May 2008 03 December 2008
HUNG Mei Ha, Iris 孔美霞 RO 6 03 December 2008 31 December 2014
HUNG Mei Ha, Iris 孔美霞 RE 9 11 September 2006 04 May 2010
HUNG Mei Ha, Iris 孔美霞 RE 4 11 September 2006 04 May 2010
HUNG Ying Yeung 熊英揚 RE 9 14 February 2022
IP Laurence Yegene 葉奕雋 RE 4 13 March 2008 14 August 2015
IP Laurence Yegene 葉奕雋 RE 6 13 March 2008 14 August 2015
IP Laurence Yegene 葉奕雋 RE 9 13 March 2008 14 August 2015
JANG Jae Hee 張在喜 RE 4 19 October 2020 05 August 2022
JANG Jae Hee 張在喜 RE 9 19 October 2020 05 August 2022
JIA Wei 賈暐 RO 4 06 September 2021
JIA Wei 賈暐 RE 4 28 August 2019 06 September 2021
JIA Wei 賈暐 RO 9 06 September 2021
JIA Wei 賈暐 RE 9 28 August 2019 06 September 2021
JIANG Renzhe 江仁喆 RE 9 14 May 2021
JIANG Renzhe 江仁喆 RE 4 21 April 2021
KIM Min Soo RE 9 28 September 2018 24 December 2019
KIM Min Soo RE 4 28 September 2018 24 December 2019
KO Kun Mun, Carmen 高堃敏 RE 9 09 September 2011 02 June 2012
KO Kun Mun, Carmen 高堃敏 RE 6 09 September 2011 02 June 2012
KO Kun Mun, Carmen 高堃敏 RE 4 09 September 2011 02 June 2012
LAM Che Man, Louisa 林梓敏 RE 9 21 January 2021 13 August 2021
LAM Che Man, Louisa 林梓敏 RE 4 21 January 2021 13 August 2021
LAM Erica Joyce RE 4 29 April 2008 08 April 2014
LAM Erica Joyce RE 9 29 April 2008 08 April 2014
LAM Erica Joyce RE 6 29 April 2008 08 April 2014
LAM Lawrence Wai Keung 林偉強 RE 4 16 April 2009 28 May 2009
LAM Lawrence Wai Keung 林偉強 RE 6 16 April 2009 28 May 2009
LAM Lawrence Wai Keung 林偉強 RE 9 16 April 2009 28 May 2009
LAM Simon Yee-Kai 林以佳 RE 9 27 August 2010 20 May 2011
LAM Simon Yee-Kai 林以佳 RE 4 23 March 2010 20 May 2011
LAM Steve Kwok Leung 林國樑 RE 6 25 May 2006 07 June 2006
LAU Yip Man 劉業民 RE 4 19 May 2008 01 September 2013
LAU Yip Man 劉業民 RE 6 19 May 2008 01 September 2013
LAU Yip Man 劉業民 RE 9 19 May 2008 01 September 2013
LEE Chia Huan RE 6 19 March 2008 19 August 2019
LEE Chia Huan RE 4 19 March 2008 20 July 2021
LEE Chia Huan RE 9 19 March 2008 20 July 2021
LEE Po Ki 李寶琪 RE 9 14 February 2022 29 September 2023
LEE Seng Chow 李成就 RE 9 19 October 2004 09 June 2006
LEE Seng Chow 李成就 RE 4 19 October 2004 09 June 2006
LEOTTA Sebastian John RE 9 04 September 2017 15 January 2021
LEOTTA Sebastian John RE 4 04 September 2017 15 January 2021
LEUNG Colin Kwok Hai 梁國希 RE 4 22 April 2009 28 May 2009
LEUNG Colin Kwok Hai 梁國希 RE 6 22 April 2009 28 May 2009
LEUNG Colin Kwok Hai 梁國希 RE 9 22 April 2009 28 May 2009
LI Koon Lok 李冠樂 RE 9 01 June 2015 11 July 2018
LI Koon Lok 李冠樂 RE 6 01 June 2015 11 July 2018
LI Koon Lok 李冠樂 RE 4 01 June 2015 11 July 2018
LI On Ki 李安琪 RE 6 14 May 2008 09 March 2018
LI On Ki 李安琪 RE 4 03 February 2006 09 March 2018
LI On Ki 李安琪 RE 9 03 February 2006 09 March 2018
LI Tingting 李婷婷 RE 4 10 May 2022
LI Tingting 李婷婷 RE 9 10 May 2022
LIM Colin RE 4 23 June 2020 24 September 2021
LIM Wen-tzen 林紋正 RE 9 29 March 2010 24 September 2016
LIM Wen-tzen 林紋正 RE 6 29 March 2010 24 September 2016
LIM Wen-tzen 林紋正 RE 4 29 March 2010 24 September 2016
LIN Jing 林晶 RE 9 27 January 2023
LIN Junqin 林俊钦 RE 9 17 May 2022
LIN Junqin 林俊钦 RE 4 17 May 2022
LIN Peicong 林培聰 RE 4 24 February 2006 16 December 2016
LIN Peicong 林培聰 RE 6 24 February 2006 16 December 2016
LIN Peicong 林培聰 RE 9 24 February 2006 16 December 2016
LIU Hanhua 劉漢華 RE 6 03 October 2017 15 May 2019
LIU Hanhua 劉漢華 RE 4 21 February 2018 15 May 2019
LIU Xiaoning 劉晓宁 RE 9 21 June 2021 23 December 2022
LIU Xiaoning 劉晓宁 RE 4 20 July 2021 23 December 2022
LUO Sha 雒莎 RE 6 04 September 2018 10 May 2019
LUO Sha 雒莎 RE 4 04 September 2018 10 May 2019
MAN Hau Shing 文孝誠 RE 4 27 June 2005 04 April 2007
MAN Hau Shing 文孝誠 RE 9 27 June 2005 04 April 2007
MC COY Michael Andrew RO 4 12 November 2014 31 December 2019
MC COY Michael Andrew RO 6 12 November 2014 24 September 2019
MC COY Michael Andrew RE 9 12 October 2012 31 December 2019
MC COY Michael Andrew RE 6 12 October 2012 12 November 2014
MC COY Michael Andrew RE 4 12 October 2012 12 November 2014
MC COY Michael Andrew RE 4 12 July 2006 01 January 2009
MC COY Michael Andrew RE 6 12 July 2006 01 January 2009
MC COY Michael Andrew RE 9 12 July 2006 01 January 2009
MURARI Pranav RE 4 29 September 2017 21 September 2018
MURARI Pranav RE 9 29 September 2017 21 September 2018
NAKAMURA Ryoko RE 4 12 November 2009 20 July 2011
NG Gary Jit Meng RE 9 15 September 2011 20 December 2011
NG Gary Jit Meng RE 6 15 September 2011 20 December 2011
NG Gary Jit Meng RE 4 15 September 2011 20 December 2011
NG Ka Lun 吳家麟 RE 9 14 March 2022
NG Ka Lun 吳家麟 RE 4 14 March 2022
NGUYEN Kim Thi RE 6 14 May 2008 27 October 2010
NGUYEN Kim Thi RE 4 28 September 2006 27 October 2010
NGUYEN Kim Thi RE 9 28 September 2006 27 October 2010
PANG Elaine Yee Lai 馮怡麗 RE 4 16 April 2009 28 May 2009
PANG Elaine Yee Lai 馮怡麗 RE 6 16 April 2009 28 May 2009
PANG Elaine Yee Lai 馮怡麗 RE 9 16 April 2009 28 May 2009
PARK Carol Lee RE 9 20 June 2017
PARK Carol Lee RE 4 20 June 2017
PARK Gregory RE 9 05 May 2017
PARK Gregory RE 4 05 May 2017
PATERSON James Willock RE 9 02 November 2005 30 January 2006
PATERSON James Willock RE 6 02 November 2005 30 January 2006
PATERSON James Willock RE 4 02 November 2005 30 January 2006
PATTAR Jasvinder Singh RO 9 17 May 2007 14 July 2018
PATTAR Jasvinder Singh RE 9 10 May 2005 17 May 2007
PATTAR Jasvinder Singh RO 4 25 October 2004 14 July 2018
PATTAR Jasvinder Singh RO 9 25 October 2004 10 May 2005
PATTAR Jasvinder Singh RE 9 07 September 2004 25 October 2004
PATTAR Jasvinder Singh RE 4 07 September 2004 25 October 2004
PHEN Chun Shing, Vincent 彭鎮城 RE 4 13 March 2007 24 April 2009
PHEN Chun Shing, Vincent 彭鎮城 RE 6 13 March 2007 24 April 2009
PHEN Chun Shing, Vincent 彭鎮城 RE 9 13 March 2007 24 April 2009
PRICE Josephine RE 4 01 June 2008 07 July 2008
PRICE Josephine RE 6 01 June 2008 07 July 2008
PRICE Josephine RE 9 01 June 2008 07 July 2008
PRICE Josephine RO 4 01 April 2003 01 June 2008
PRICE Josephine RO 6 01 April 2003 01 June 2008
PRICE Josephine RO 9 01 April 2003 01 June 2008
QIAN Haochen 錢灝宸 RE 9 07 January 2021 10 February 2021
QIAN Haochen 錢灝宸 RE 4 07 January 2021 10 February 2021
SEAVER Christopher Burrill RO 9 31 May 2010 30 June 2014
SHEN Chen 沈忱 RE 9 17 May 2022
SHEN Chen 沈忱 RE 4 17 May 2022
SHEN Gujing 沈谷菁 RE 4 21 January 2021 07 May 2021
SHEN Gujing 沈谷菁 RE 9 21 January 2021 07 May 2021
SHIN Joo Kyung 申珠炅 RE 9 08 September 2020 17 November 2023
SHIN Joo Kyung 申珠炅 RE 4 08 September 2020 17 November 2023
SIN Soyoung 申昭煐 RE 9 22 January 2024
SIN Soyoung 申昭煐 RE 4 22 January 2024
SKINNER Donald William Lennox RO 9 04 April 2019 30 November 2019
SKINNER Donald William Lennox RO 4 04 April 2019 30 November 2019
SKINNER Donald William Lennox RO 6 04 April 2019 24 September 2019
TAM Pui Chi 譚佩芝 RO 6 22 September 2011 29 June 2013
TAM Pui Chi 譚佩芝 RO 4 22 September 2011 29 June 2013
TAM Pui Chi 譚佩芝 RE 9 22 September 2011 29 June 2013
TAM Pui Chi 譚佩芝 RE 4 01 June 2008 22 September 2011
TAM Pui Chi 譚佩芝 RE 6 01 June 2008 22 September 2011
TAM Pui Chi 譚佩芝 RO 4 07 June 2006 01 June 2008
TAM Pui Chi 譚佩芝 RO 6 07 June 2006 01 June 2008
TAM Pui Chi 譚佩芝 RE 6 01 April 2003 07 June 2006
TAM Pui Chi 譚佩芝 RE 4 01 April 2003 07 June 2006
TAM Pui Chi 譚佩芝 RE 9 01 April 2003 18 March 2004
TAN Keng Hui RE 6 28 March 2008 14 August 2011
TAN Keng Hui RE 9 25 February 2008 14 August 2011
TAN Keng Hui RE 4 25 February 2008 14 August 2011
TAN Keng Hui RE 9 23 September 2004 30 December 2007
TAN Keng Hui RE 4 23 September 2004 30 December 2007
TANG Ka Yee, Miranda 鄧嘉儀 RO 9 22 September 2004 05 July 2019
TANG Ka Yee, Miranda 鄧嘉儀 RO 6 01 April 2003 05 July 2019
TANG Ka Yee, Miranda 鄧嘉儀 RO 4 01 April 2003 05 July 2019
TOTLA Vaibhav Vishnudas RE 4 31 July 2020
TSAI Teddy Hong Teh RE 9 27 March 2008 19 May 2010
TSAI Teddy Hong Teh RE 6 27 March 2008 19 May 2010
TSAI Teddy Hong Teh RE 4 27 March 2008 19 May 2010
WANG Bing Eric 王兵 RE 4 31 March 2009 30 December 2011
WANG Bing Eric 王兵 RE 9 31 March 2009 30 December 2011
WANG Jichao 王紀朝 RE 9 25 January 2021
WANG Jichao 王紀朝 RE 4 25 January 2021
WANG Jue 王珏 RE 4 15 July 2021
WANG Jue 王珏 RE 9 15 July 2021
WANG Rui 王銳 RE 9 10 December 2021
WANG Rui 王銳 RE 4 10 December 2021
WESTON Simon Michael RE 4 03 September 2010 31 March 2015
WESTON Simon Michael RE 9 03 September 2010 31 March 2015
WILBERT II Randall Edwin RO 4 12 March 2018 18 May 2019
WILBERT II Randall Edwin RO 6 12 March 2018 18 May 2019
WILBERT II Randall Edwin RO 9 12 March 2018 18 May 2019
WON Sang Hoon 元相勳 RE 9 20 February 2020
WON Sang Hoon 元相勳 RE 4 20 February 2020
WONG Tsz Kwan, Linda 王子君 RE 4 21 April 2009 28 May 2009
WONG Tsz Kwan, Linda 王子君 RE 6 21 April 2009 28 May 2009
WONG Tsz Kwan, Linda 王子君 RE 9 21 April 2009 28 May 2009
WOO Wing Sum, Samuel 胡穎森 RE 6 14 May 2008 09 February 2013
WOO Wing Sum, Samuel 胡穎森 RE 9 10 December 2004 09 February 2013
WOO Wing Sum, Samuel 胡穎森 RE 4 10 December 2004 09 February 2013
WOOD Juliana Veronica RE 4 01 September 2011 09 September 2016
WOOD Juliana Veronica RE 9 01 September 2011 09 September 2016
WU Nan 吳楠 RE 4 02 March 2018 09 November 2019
WU Nan 吳楠 RE 6 20 September 2017 19 August 2019
WU Zhelun 吳哲倫 RE 9 30 November 2021 16 May 2023
WU Zhelun 吳哲倫 RE 4 11 June 2021 16 May 2023
XU Pengzi 許蓬子 RO 4 25 February 2020 16 November 2020
XU Pengzi 許蓬子 RE 9 18 December 2019 16 November 2020
XU Pengzi 許蓬子 RE 4 18 October 2017 25 February 2020
YANG Hai 楊海 RE 4 28 May 2018 22 August 2019
YANG Hai 楊海 RE 6 30 August 2017 19 August 2019
YE Shuang 叶爽 RE 9 31 July 2023
YIP Damon Manchun RE 4 28 April 2020 12 November 2021
YUE Xiaowei 岳效巍 RE 4 03 May 2019 06 November 2020
YUE Xiaowei 岳效巍 RE 9 03 May 2019 06 November 2020
YUNG Lap Hang 容立恆 RO 9 03 July 2019 13 November 2020
YUNG Lap Hang 容立恆 RO 4 03 July 2019 13 November 2020
YUNG Lap Hang 容立恆 RE 9 16 September 2015 03 July 2019
YUNG Lap Hang 容立恆 RE 4 16 September 2015 03 July 2019
ZHANG Hongyi 張弘毅 RE 4 14 January 2021
ZHANG Hongyi 張弘毅 RE 9 14 January 2021
ZHANG Ziyao 張子嶢 RE 4 26 May 2020
ZHANG Ziyao 張子嶢 RE 9 26 May 2020