SFC Licences of NG Ming Yui 吳銘銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 23 February 2009 | 05 August 2009 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 23 February 2009 | 05 August 2009 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 23 February 2009 | 05 August 2009 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 20 July 2006 | 27 January 2008 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 20 June 2006 | 27 January 2008 |
| Zijing Capital Limited 紫荊融資有限公司 | RE | 6 | 29 May 2006 | 07 June 2006 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 6 | 01 April 2003 | 10 April 2006 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 4 | 01 April 2003 | 10 April 2006 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |