SFC Licences of WONG Lai Suen 黃麗璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Yat Securities Limited 同一證券有限公司 RO 1 11 January 2022 21 September 2022
MTF Securities Limited 名泰富證券有限公司 RO 1 02 November 2016 20 April 2021
Po Sang Securities Limited 寶生證券有限公司 RE 2 04 June 2013 30 July 2015
Po Sang Securities Limited 寶生證券有限公司 RE 1 04 June 2013 30 July 2015
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 RE 2 03 May 2007 01 June 2013
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RE 1 03 May 2007 01 June 2013
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 16 February 2005 11 April 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 11 April 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 11 April 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 29 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 29 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 29 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 29 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 29 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 29 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 29 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 29 June 2004