SFC Licences of SUN Kin Kong, James 孫健崗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Research Limited 工銀國際證券研究有限公司 RO 4 19 February 2019
ICBC International Securities Limited 工銀國際證券有限公司 RO 2 18 September 2018 14 August 2019
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 18 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 18 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 18 September 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 11 May 2018 18 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 11 May 2018 18 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 11 May 2018 18 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 11 May 2018 18 September 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 05 March 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 13 October 2004