SFC Licences of YEE Siu Wai, Paul 余少偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Funderstone Securities Limited RE 4 26 April 2012 14 May 2015
Funderstone Securities Limited RE 1 26 April 2012 14 May 2015
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 4 09 November 2011 01 January 2012
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 09 November 2011 01 January 2012
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 4 30 March 2011 09 November 2011
Emperor Wealth Management Limited 英皇財富管理有限公司 RO 1 30 March 2011 09 November 2011