SFC Licences of YEE Siu Wai, Paul 余少偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Securities Limited | RE | 4 | 26 April 2012 | 14 May 2015 |
Funderstone Securities Limited | RE | 1 | 26 April 2012 | 14 May 2015 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 09 November 2011 | 01 January 2012 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 09 November 2011 | 01 January 2012 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RO | 4 | 30 March 2011 | 09 November 2011 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RO | 1 | 30 March 2011 | 09 November 2011 |