SFC Licences of LIU Kwan Wai 廖君瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 06 November 2023 | |
| Victory Securities Company Limited 勝利證券有限公司 | RE | 1 | 08 November 2018 | 12 January 2023 |
| Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 20 March 2017 | 18 October 2018 |
| Grand China Securities Limited 華業證券有限公司 | RE | 1 | 13 November 2015 | 28 February 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 12 June 2015 | 02 November 2015 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 09 September 2009 | 04 June 2015 |