SFC Licences of CHUANG Johnny 莊頌恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 4 15 November 2021
Emperor Securities Limited 英皇證券有限公司 RE 1 15 November 2021
Emperor Futures Limited 英皇期貨有限公司 RE 2 15 November 2021
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RE 6 08 November 2018 29 September 2021
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 08 November 2018 29 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 9 03 October 2018 29 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 03 October 2018 29 September 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 03 October 2018 29 September 2021
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 9 02 June 2016 30 September 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 4 02 June 2016 30 September 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 1 02 June 2016 30 September 2018