SFC Licences of LI Chun-pang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 September 2008 | 30 April 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 April 2006 | 30 April 2014 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 April 2006 | 31 January 2012 |
Merrill Lynch Far East Limited | RE | 6 | 20 June 2005 | 28 February 2006 |
Merrill Lynch Far East Limited | RE | 4 | 20 June 2005 | 28 February 2006 |
Merrill Lynch Far East Limited | RE | 1 | 20 June 2005 | 28 February 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 June 2005 | 28 February 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 June 2005 | 28 February 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2005 | 28 February 2006 |