SFC Licences of LI Man Wai 李文偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 6 | 16 November 2010 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 16 November 2010 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 16 November 2010 | 15 January 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 26 May 2010 | 16 November 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 26 May 2010 | 16 November 2010 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 26 May 2010 | 16 November 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 18 September 2008 | 16 February 2010 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 18 September 2008 | 16 February 2010 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 15 May 2007 | 13 August 2008 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 07 June 2006 | 13 August 2008 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 07 June 2006 | 13 August 2008 |
| Merrill Lynch Far East Limited | RE | 6 | 19 May 2005 | 24 March 2006 |
| Merrill Lynch Far East Limited | RE | 4 | 19 May 2005 | 24 March 2006 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 24 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 24 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 24 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 24 March 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |