SFC Licences of MOK Pui Chung 莫沛聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Malahon Securities Limited 萬利豐證券有限公司 | RE | 1 | 12 March 2024 | |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RO | 9 | 01 November 2023 | 26 February 2024 |
| Prior Asset Management Limited 昇悅資產管理有限公司 | RO | 4 | 01 November 2023 | 26 February 2024 |
| Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 05 October 2022 | 26 February 2024 |
| Cheer Union Securities Limited 滿好證券有限公司 | RO | 1 | 14 August 2017 | 31 August 2022 |
| Cheer Union Securities Limited 滿好證券有限公司 | RE | 1 | 01 April 2003 | 14 August 2017 |
| Cheer Union Securities Limited 滿好證券有限公司 | RE | 9 | 01 April 2003 | 20 September 2003 |
| Cheer Union Securities Limited 滿好證券有限公司 | RE | 6 | 01 April 2003 | 20 September 2003 |
| Cheer Union Securities Limited 滿好證券有限公司 | RE | 4 | 01 April 2003 | 20 September 2003 |