SFC Licences of CHAN Gary Ming Tak 陳明德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 4 03 June 2020
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 6 04 April 2019
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RO 1 04 April 2019
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 6 12 February 2019 04 April 2019
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 RE 1 12 February 2019 04 April 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 21 June 2018 14 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 21 June 2018 14 September 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 21 June 2018 14 September 2018
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 27 July 2015 21 June 2018
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 05 May 2015 21 June 2018
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 05 May 2015 21 June 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 27 March 2015 05 May 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 27 March 2015 05 May 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 01 August 2013 10 December 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 01 August 2013 10 December 2014
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 15 February 2012 09 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 18 July 2011 09 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 18 July 2011 09 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 16 June 2011 18 July 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 16 June 2011 18 July 2011
Macquarie Corporate (Hong Kong) Limited RE 6 17 June 2005 14 April 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 17 June 2005 14 April 2011
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 17 June 2005 14 April 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 01 April 2003 16 February 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 4 01 April 2003 16 February 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 01 April 2003 16 February 2005
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 9 01 April 2003 16 February 2005