SFC Licences of WAI Lai Man 衛麗雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 08 July 2014 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 02 May 2013 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 10 June 2009 | 17 April 2013 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 19 January 2009 | 03 June 2009 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 14 June 2007 | 06 August 2008 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 February 2007 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |