SFC Licences of LAM Sharon 林婉霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 October 2021
CAIIS Limited RE 4 02 March 2016 01 February 2018
CAIIS Limited RE 1 02 March 2016 01 February 2018