SFC Licences of TO Chi Chung 杜子聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Securities Limited 華富建業證券有限公司	RE	2	23 December 2015	18 October 2021
Quam Securities Limited 華富建業證券有限公司	RE	1	23 December 2015	18 October 2021
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	26 May 2014	27 November 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	26 May 2014	27 November 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	26 May 2014	27 November 2015
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	29 January 2013	15 May 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	08 March 2012	15 May 2014
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	1	01 April 2003	01 April 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	01 April 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	4	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	6	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003