SFC Licences of LO-MAN Bonnie Sum Wai 盧心慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 | RO | 4 | 30 December 2022 | |
| TPG Capital, Limited 美國德太投資有限公司 | RO | 1 | 30 December 2022 | |
| NewQuest Capital Advisors (HK) Limited | RO | 9 | 08 March 2012 | 31 December 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 15 April 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 May 2008 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2007 | 15 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 01 July 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 01 July 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 July 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 July 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 July 2003 |