SFC Licences of LAI Kwok Cheung 黎國璋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tractus Asset Management Limited 大觀資產管理有限公司 RO 9 31 December 2009
Chelsea Securities Limited 昭海金融證券有限公司 RO 9 16 May 2007 31 December 2009
Chelsea Securities Limited 昭海金融證券有限公司 RE 9 12 July 2004 16 May 2007
Chelsea Securities Limited 昭海金融證券有限公司 RE 1 08 July 2004 31 December 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 07 July 2004
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 07 July 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 07 July 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 10 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 10 October 2003