SFC Licenceholders of Chelsea Securities Limited 昭海金融證券有限公司
- chelseas@chelseasecurities.com
- Website
- www.chelsea-securitieshk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BHATT Jay Hemant | RO | 9 | 22 September 2011 | 28 May 2012 |
| BHATT Jay Hemant | RO | 4 | 22 September 2011 | 28 May 2012 |
| BHATT Jay Hemant | RO | 1 | 22 September 2011 | 28 May 2012 |
| BHATT Jay Hemant | RE | 9 | 14 January 2011 | 22 September 2011 |
| BHATT Jay Hemant | RE | 4 | 14 January 2011 | 22 September 2011 |
| BHATT Jay Hemant | RE | 1 | 14 January 2011 | 22 September 2011 |
| CHEANG Kok Chong, Allan 鄭國重 | RE | 1 | 01 April 2003 | 01 August 2016 |
| CHEANG Kok Chong, Allan 鄭國重 | RE | 4 | 01 April 2003 | 04 September 2003 |
| CHEANG Kok Chong, Allan 鄭國重 | RE | 6 | 01 April 2003 | 04 September 2003 |
| CHEANG Kok Chong, Allan 鄭國重 | RE | 9 | 01 April 2003 | 04 September 2003 |
| CHEANG Yee Chung 張而重 | RE | 1 | 09 March 2017 | 30 June 2017 |
| CHEANG Yee Chung 張而重 | RE | 6 | 23 February 2017 | 30 June 2017 |
| CHIU Fung Yee 趙鳳儀 | RE | 4 | 12 October 2021 | |
| CHIU Fung Yee 趙鳳儀 | RE | 1 | 12 October 2021 | |
| CHOI Chung Tin 蔡仲天 | RO | 9 | 17 July 2017 | |
| CHOI Chung Tin 蔡仲天 | RO | 4 | 17 July 2017 | |
| CHOI Chung Tin 蔡仲天 | RO | 1 | 17 July 2017 | |
| CHOI Chung Tin 蔡仲天 | RE | 9 | 18 May 2017 | 17 July 2017 |
| CHOI Chung Tin 蔡仲天 | RE | 4 | 18 May 2017 | 17 July 2017 |
| CHOI Chung Tin 蔡仲天 | RE | 1 | 18 May 2017 | 17 July 2017 |
| CUI Ran 崔然 | RO | 6 | 21 December 2021 | |
| CUI Ran 崔然 | RE | 9 | 05 October 2021 | |
| CUI Ran 崔然 | RE | 4 | 05 October 2021 | |
| CUI Ran 崔然 | RE | 1 | 05 October 2021 | |
| FAN Chuen Luen 樊全聯 | RE | 1 | 08 July 2009 | 26 August 2010 |
| FILMER-WILSON James Arthur 范偉崇 | RO | 6 | 01 April 2003 | 30 June 2018 |
| FILMER-WILSON James Arthur 范偉崇 | RO | 9 | 01 April 2003 | 30 June 2018 |
| FILMER-WILSON James Arthur 范偉崇 | RO | 1 | 01 April 2003 | 30 June 2018 |
| FILMER-WILSON James Arthur 范偉崇 | RO | 4 | 01 April 2003 | 30 June 2018 |
| HO Ting Fung 何霆鋒 | RE | 9 | 29 June 2016 | 22 March 2017 |
| HO Ting Fung 何霆鋒 | RE | 4 | 29 June 2016 | 22 March 2017 |
| HO Ting Fung 何霆鋒 | RE | 1 | 29 June 2016 | 22 March 2017 |
| HO Wai Man, Raymond 何偉文 | RO | 1 | 27 December 2017 | 29 February 2024 |
| HO Wai Man, Raymond 何偉文 | RE | 1 | 01 September 2017 | 27 December 2017 |
| HOBBS John Charles | RE | 9 | 01 April 2003 | 31 March 2007 |
| HOBBS John Charles | RE | 4 | 01 April 2003 | 31 March 2007 |
| HOBBS John Charles | RE | 1 | 01 April 2003 | 31 March 2007 |
| HOBBS John Charles | RE | 6 | 01 April 2003 | 31 March 2007 |
| LAI Kwok Cheung 黎國璋 | RO | 9 | 16 May 2007 | 31 December 2009 |
| LAI Kwok Cheung 黎國璋 | RE | 9 | 12 July 2004 | 16 May 2007 |
| LAI Kwok Cheung 黎國璋 | RE | 1 | 08 July 2004 | 31 December 2009 |
| LIANG Ruichao 梁睿超 | RO | 9 | 24 December 2021 | |
| LIANG Ruichao 梁睿超 | RO | 4 | 24 December 2021 | |
| LIANG Ruichao 梁睿超 | RO | 1 | 24 December 2021 | |
| LIN Peng 林芃 | RO | 6 | 06 July 2022 | |
| LIN Peng 林芃 | RO | 9 | 10 December 2021 | |
| LIN Peng 林芃 | RO | 4 | 10 December 2021 | |
| LIN Peng 林芃 | RO | 1 | 10 December 2021 | |
| LINKER David Sean | RO | 6 | 01 February 2018 | 01 October 2021 |
| LINKER David Sean | RO | 9 | 21 December 2010 | 01 October 2021 |
| LINKER David Sean | RO | 4 | 21 December 2010 | 01 October 2021 |
| LINKER David Sean | RO | 1 | 21 December 2010 | 01 October 2021 |
| LINKER David Sean | RE | 9 | 28 April 2008 | 21 December 2010 |
| LINKER David Sean | RE | 4 | 28 April 2008 | 21 December 2010 |
| LINKER David Sean | RE | 1 | 28 April 2008 | 21 December 2010 |
| LINKER Lola Priska | RO | 6 | 01 April 2003 | 15 August 2016 |
| LINKER Lola Priska | RO | 9 | 01 April 2003 | 15 August 2016 |
| LINKER Lola Priska | RO | 4 | 01 April 2003 | 15 August 2016 |
| LINKER Lola Priska | RO | 1 | 01 April 2003 | 15 August 2016 |
| LOK Lai Yin, Meko 陸麗賢 | RE | 1 | 17 October 2005 | 01 December 2008 |
| LOWE Adrian Phillip 劉世君 | RE | 9 | 30 July 2014 | 01 October 2021 |
| LOWE Adrian Phillip 劉世君 | RE | 4 | 30 July 2014 | 01 October 2021 |
| LOWE Adrian Phillip 劉世君 | RE | 1 | 30 July 2014 | 01 October 2021 |
| MU Hao 牟昊 | RE | 6 | 07 July 2016 | 26 October 2017 |
| MU Hao 牟昊 | RE | 1 | 07 July 2016 | 26 October 2017 |
| NGAI Sing Lung 魏星龍 | RO | 9 | 23 December 2022 | |
| NGAI Sing Lung 魏星龍 | RO | 4 | 23 December 2022 | |
| NGAI Sing Lung 魏星龍 | RO | 1 | 23 December 2022 | |
| NGAI Sing Lung 魏星龍 | RE | 9 | 21 October 2022 | 23 December 2022 |
| NGAI Sing Lung 魏星龍 | RE | 4 | 21 October 2022 | 23 December 2022 |
| NGAI Sing Lung 魏星龍 | RE | 1 | 21 October 2022 | 23 December 2022 |
| SHUM Yuen Fai 沈遠輝 | RE | 1 | 07 April 2017 | 19 August 2017 |
| SIU Kam Fong, Remy 蕭錦芳 | RE | 1 | 01 April 2003 | 01 May 2014 |
| SIU Kam Fong, Remy 蕭錦芳 | RE | 9 | 01 April 2003 | 19 September 2003 |
| SIU Kam Fong, Remy 蕭錦芳 | RE | 6 | 01 April 2003 | 19 September 2003 |
| SIU Kam Fong, Remy 蕭錦芳 | RE | 4 | 01 April 2003 | 19 September 2003 |
| SO Shun Wah 蘇順華 | RE | 4 | 18 March 2013 | 30 June 2014 |
| SO Shun Wah 蘇順華 | RE | 1 | 18 March 2013 | 30 June 2014 |
| WESEMANN Hans Lothar | RE | 9 | 12 December 2012 | 30 June 2018 |
| WESEMANN Hans Lothar | RE | 4 | 12 December 2012 | 30 June 2018 |
| WESEMANN Hans Lothar | RO | 9 | 01 April 2003 | 12 December 2012 |
| WESEMANN Hans Lothar | RO | 4 | 01 April 2003 | 12 December 2012 |
| WESEMANN Hans Lothar | RO | 6 | 01 April 2003 | 12 November 2012 |
| WONG Pui Yuk 黃佩玉 | RE | 1 | 31 October 2012 | 01 September 2014 |
| WONG Pui Yuk 黃佩玉 | RO | 1 | 25 July 2005 | 31 October 2012 |
| WONG Pui Yuk 黃佩玉 | RE | 1 | 20 September 2004 | 25 July 2005 |
| WONG Pui Yuk 黃佩玉 | RO | 1 | 19 January 2004 | 20 September 2004 |
| WONG Pui Yuk 黃佩玉 | RE | 1 | 01 April 2003 | 19 January 2004 |
| WONG Pui Yuk 黃佩玉 | RE | 4 | 01 April 2003 | 19 September 2003 |
| WONG Pui Yuk 黃佩玉 | RE | 6 | 01 April 2003 | 19 September 2003 |
| WONG Pui Yuk 黃佩玉 | RE | 9 | 01 April 2003 | 19 September 2003 |
| YANG Nan 楊楠 | RE | 6 | 20 December 2022 | |
| YANG Nan 楊楠 | RE | 4 | 20 December 2022 | |
| YANG Nan 楊楠 | RE | 1 | 20 December 2022 | |
| YANG Nan 楊楠 | RO | 6 | 06 August 2018 | 20 December 2022 |
| YANG Nan 楊楠 | RO | 4 | 06 August 2018 | 20 December 2022 |
| YANG Nan 楊楠 | RO | 1 | 06 August 2018 | 20 December 2022 |
| YANG Nan 楊楠 | RE | 6 | 12 April 2018 | 06 August 2018 |
| YANG Nan 楊楠 | RE | 4 | 12 April 2018 | 06 August 2018 |
| YANG Nan 楊楠 | RE | 1 | 12 April 2018 | 06 August 2018 |
| ZHANG Fan 張帆 | RO | 6 | 29 July 2016 | 31 May 2021 |
| ZHANG Fan 張帆 | RO | 1 | 29 July 2016 | 31 May 2021 |
| ZHANG Fan 張帆 | RE | 6 | 21 June 2016 | 29 July 2016 |
| ZHANG Fan 張帆 | RE | 1 | 21 June 2016 | 29 July 2016 |