SFC Licences of CHAN Kwong Shan 陳廣山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Metaverse Securities Limited 元宇證券有限公司
RE 5 10 November 2020 31 May 2022
Metaverse Securities Limited 元宇證券有限公司
RE 9 11 January 2019 31 May 2022
Metaverse Securities Limited 元宇證券有限公司
RE 4 17 July 2018 31 May 2022
Metaverse Securities Limited 元宇證券有限公司
RE 1 06 July 2018 31 May 2022
Fulbright Securities Limited 富昌證券有限公司
RE 1 01 November 2017 29 June 2018
Fulbright Futures Limited 富昌期貨有限公司
RE 2 01 November 2017 29 June 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 19 May 2017 21 September 2017
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 19 May 2017 21 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 10 May 2006 01 February 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 10 May 2006 01 February 2017
Cepa Alliance Securities Limited 世博證券有限公司
RE 1 04 February 2004 07 April 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 01 April 2003 04 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 01 April 2003 04 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 4, 6, 9 01 April 2003 02 February 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 01 April 2003 02 February 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 7 01 April 2003 15 August 2003